“A Bright Array of City Lights”

Credit: NASA

Credit: NASA

Just to let you all know where I’m coming from: I grew up, and learned and taught music in the middle of the “un-lit” region in the middle of the western United States–between Salt Lake City, medicine Utah and Reno, Nevada–the Great Basin. I’m rural through and through and I’m also a music teacher and a teacher of music teachers. So, naturally, I’m interested in exploring how people experience, learn, and teach music in rural places. I’ll share my own experiences and hope that others will share theirs. We might find that our experiences are similar and we might find that they are vastly different. Here are some questions to start us off (and if noone joins in, I’ll just continue on my own): What are the unique challenges and advantages to teaching and learning music in rural schools? How might the identity of a rural music teacher be the same as or different from any other music teacher? How does rural music teaching/learning differ from place to place? How might rural music teaching and learning be transformed to better meet the needs of rural students?

Well, that’s it for my first post. And, by the way, if the title didn’t immediately bring a specific lyric and tune to your mind, here’s the Youtube link:

Ray Price – City Lights

Considering Ethics…

It seems that we ought to consider ethical issues in all areas and educational enterprises.  The issue of ethics is also significant in urban education, particularly in the newly found interest and investment in charter schools.  This continues to play a serious role in the mid-way liberalization of schooling, with possibilities in terms of administration and issues, ampoule such as the ones regarding the weakening of Unions.  Consider the issues in the following article excerpt:

Headline-Grabbing Charter School Study Doesn’t Hold Up To Scrutiny
November 12, 2009

BOULDER, Colo. and TEMPE, Ariz. (November 12, 2009) — A recent report on New York City charter schools found achievement results at the charters to be better than comparison traditional schools. But that report relies on a flawed statistical analysis, according to a new review.

The report is How New York City’s Charter Schools Affect Achievement and was written by Caroline Hoxby, Sonali Murarka, and Jenny Kang. When it was released in late September, it was enthusiastically and uncritically embraced by charter advocates as well as media outlets. The Washington Post offered an editorial titled, “Charter Success. Poor children learn. Teachers unions are not pleased.” The editorial’s first paragraph reads:

“Opponents of charter schools are going to have to come up with a new excuse: They can’t claim any longer that these non-traditional public schools don’t succeed. A rigorous new study of charter schools in New York City demolishes the argument that charter schools outperform traditional public schools only because they get the ‘best students.’ This evidence should spur states to change policies that inhibit charter-school growth. It also should cause traditional schools to emulate practices that produce these remarkable results.”

The editorial argues throughout that the study provides unquestionable evidence that charters result in improved student achievement. It ends, “Now the facts are in.”

The New York Daily News was no less effusive: “It’s official. From this day forward, those who battle New York’s charter school movement stand conclusively on notice that they are fighting to block thousands of children from getting superior educations.”

Because of the declared importance of the new report, we asked Professor Sean Reardon to carefully examine the report’s strengths and weaknesses for the Think Tank Review Project and write a review that would help others use the study in a sensible way. Reardon, like the report’s lead author Hoxby, is a professor at Stanford University. He is an expert on research methodology.

The Hoxby report estimates the effects on student achievement of attending a New York City charter school rather than a traditional public school. A key finding, repeated in press reports throughout the U.S., compares the cumulative effect of attending a New York City charter school for nine years (from kindergarten through eighth grade) to the magnitude of average test score differences between students in Harlem and the wealthy New York community of Scarsdale. The report estimates this cumulative effect at roughly 66% of the “Scarsdale-Harlem gap” in English and roughly 86% of the gap in math.

In his review, Reardon observes that the report “has the potential to add usefully to the growing body of evidence regarding the effectiveness of charter schools.” New York charter schools’ use of randomized lotteries to admit students to charter schools offers the possibility that the study of those schools can roughly approximate laboratory conditions.

But Reardon points out that the report’s key findings are grounded in an unsound analysis — an inappropriate set of statistical models — and that the report’s authors never provide crucial information that would allow readers to more thoroughly evaluate “its methods, results, or generalizability.”

Reardon’s review notes these shortcomings in the report:

  • In measuring the effects of charter schooling on students in grades 4 through 12, the study relies on statistical models that include test scores from the previous year, measured after the admission lotteries take place. Yet because of that timing, those scores could be affected by whether students attend a charter school. As a consequence, the statistical models “destroy the benefits of the randomization” that is a strength of the study’s design. (The use of a different model makes the results for students in grades K-3 more credible, he notes.)
  • The report’s claims regarding the cumulative effects of attending a New York City charter school from kindergarten through eighth grade are based on an inappropriate extrapolation.
  • It uses a weaker criterion for statistical significance than is conventionally used in social science research (0.05), referring to p-values of roughly 0.15 as “marginally statistically significant”.
  • The report describes the variation in charter school effects across schools in a way that may distort the true distribution of effects by omitting many ineffective charter schools from the distribution.

– see the remaining info at: http://www.epicpolicy.org/

 

 

Behavioral Objectives and the Good Life

I should not dabble with moral theology, ed but I really believe that one way to get a person to live the good life instructionally is to make it very easy for him.
(Popham, patient 1971, p. 80)

A few months ago I received an email that stated, “The point here is not to be philosophical, but rather, to get on with it.”  I remember staring at those words, transfixed by the power of them.  They were leveled with such perfunctory authority that the common sense message convinced me that indeed, this wasn’t a moment about philosophy, this was a moment about getting on with it.

And then, thankfully, the radical in me kicked in and roared, because this wasn’t a random decontextualized comment (these kinds of comments never are).  This was a comment that was directly related to the department curriculum committee that I chair – the purpose of which is to read over proposed classes and their accompanying syllabi and vet each of these before they move on to the college committee.  This was essentially a comment sent from above for which the underlying message was, “Buck up and write behavioral objectives, this isn’t the time to question the purpose.”

Being aware enough to recognize that this wasn’t a battle I needed to enter, but rather one that called for conversation, I tucked the comment away for this moment, for this forum.  But this is a conversation that needs to happen on my own turf and finding the ‘right’ moment and a way to bring the conversation around is remarkably difficult and creating the time for such discussions, impossible.  This isn’t an excuse.  Well, maybe it is.  Because just as words can be delivered as performative speech acts that essentially describe and enact particular sets of responses, this excuse of time seems similarly problematic and powerful.

What is the place of philosophy in curriculum?  What is the power and authority, indeed performativity of words and how do these seemingly innocuous statements come to dominate, dictate, and indeed, stop time?

The general intent of this column is to provide a forum from which to address curricular issues and perspectives of relevance from within and without music education.  As coordinator of this ecolumn I will be presenting topics that pique my interest, push my buttons and generally call to attention the multiple issues that inform curriculum and curricular decisions.

I am hopeful that as this column moves along you (the careful reader) will comment on the issues raised and make suggestions as to what needs to be addressed.  Unlike Popham (May 1971), whose belief in behavioral objectives ran deeply:

Among memorabilia of my love affair with behavioral objectives are the bumper stickers I had prepared, saying, “HELP STAMP OUT NONBEHAVIORAL OBJECTIVES!”  I gave these to my students and they put them on their cars (if they wanted an A).  (p. 78)

I believe that the “good instructional life” ought not to be made “easy” for us.  In fact, I believe that the moment we first suspect a “good life” IS being made easy for us we need very much to consider who stands to gain and what it is we are giving away, an issue, I would contend, that has everything to do with philosophy.

I would like to report back to you that I have broached the conversation of behavioral objectives with my colleagues and indeed I have, but not as a battle and not even as a “formal” conversation.  Rather I (and others) have taken opportunity in small moments in which wording has been suggested that shifts, extends and grounds “learning goals” in theoretical concepts that provides something more than a “measurable shift” in student behavior.  As such, these became moments in which all of us, as a consequence of the discussion, rather than the “instruction,” came to see the learning process as something more fluid and less uni-directional.

Ahhh, I suspect more on learning objectives is to come, but for now it seems enough to leave us with one final Popham (Sept 1997) quote that portends future conversations:

Then a small voice called out from the crowd, “But the emperor’s not wearing standards at all; he’s wearing old objectives!  (p. 21)

 

 

 

Popham, J. (May, 1971).  Practical Ways of Improving Curriculum Via Measurable     Objectives.  NASSP Bulletin, 55 (355), 76-90.

Popham, J. (Sept., 1997). The Standards Movement and the Emperor’s New Clothes.  NASSP Bulletin, 81 (590), 21-25.

 

Deficit Models…

The deficit model which continues to be a pervasive force in Urban Education policy and reform is especially harmful to Music,  Fine Art, and other Aesthetic based educations in Urban societies throughout America.  The dismissal of the immense wealth of Cultural Capital is having a two-fold effect on the ability of teachers to provide more efficient and effective models in the classroom.  This two-fold paradigm can be seen as having the effect on the student and the effect on the teacher/institutionalization of Music Education.

As Tricia Rose noted in her 1994 book “Black Noise,” minority communities are constantly exposed to a barrage of negative media coverage, which is systemically devaluing the cultural, ethnic, and racial groups in the mass media.  The logical extension of this in the Music classrooms of America is evident in the selection of Music used to teach our Students.  The effects of negative, or un-taught, curriculum as a method of eliminating critical discussion is evident and serves only to reinforce the deficit model of education and further reinforce negative developmental paths for minority and Urban students.

Teachers are exposed to this process of developing a deficit canon in teacher education programs throughout the country.  While multi-cultural education has surely made progress since the 1968 passage of the Bi-Lingual Education Act, in music education it is easy to see more implementation of what Sonia Nieto (1994) would call “benevolent multi-culturalism.”  Exposing students to a wide variety of Musics is hugely positive, but when this exposure consists of minimal exposure within the confines of a “glancing over” of this culture there is again more reinforcement of the Superior-Inferior dichotomy of the educational value system.

To address these issues effectively systemic change is not only a necessity but the only way that any change can truly occur.  In-service teachers must be exposed to more meaningful professional development that will allow them the skills they need to use the student body’s cultural capital as a corner stone of their education.  Pre-service teachers must be exposed to various cultures in their student teaching, observation, and course work to develop deeper understanding and create teachers with the flexibility to meet the needs of heterogenous and homogenous groups of students.

Welcome to the Music in the Urban Context eColumn

Welcome to the Music in the Urban Context Ecolumn.  This blog will address social, economic, cultural, pedagogic and musical elements about education and music education in urban contexts.

You are most welcome to add, comment and suggest possible issues to be addressed through the blog.

Hopefully as it develops this site will become based upon communal as well as personal insight.  Addressing pertinent issues to individuals considering education in urban centers.

 

Community Music

eCOLUMNS Archive / Volunteered Papers / Bibliographies / Links / Audio Clips


Welcome to the first posting of the e-column dedicated to Community Music!

We believe that Community Music is a dynamic force within music and music education and we hope that this column will reflect the diversity of its practice whilst contributing to its growth and development.

As an emergent force within music education, discount Community Music needs to elevate its status, cure mark out its territory, and find its identity amongst other musical disciplines. We hope that this column will provide a springboard through which Community Music can launch its principles and practice whilst continuing a responsive approach to change.

In order to represent the scope of Community Music from a global perspective, and to reflect the organising group, this column will initially present a statement in two distinct areas.

Community Music as:

  • Social Change: Lee Higgins presents a historical perspective of Community Music in the UK.
  • Schools, Marja Heimonen Presents a Finnish perspective to creating a music school network

The success of the column depends upon regular dialoguing and we hope that you feel able to contribute.

From the outset I would like to propose three broad perspectives of community music:

  1. Community music as the “music of a community
  2. Community music as “communal music making,”
  3. Community music as an active intervention between a music leader or leaders and participants.

Perspectives one and two describe music that is made by any community at any time. Both of them point to the expression, through music, of a community’s local identity, traditions, aspirations, and social interactions. The suggestion here is that “music of the community” and “communal music making” perspectives are ways of describing and understanding music in culture with a particular emphasis on the impact it has on those who participate.

Perspective one uses the term community music as a descriptor for a musical identity of a particular group of people. Consider, for example, Samba Reggae or Drum Damba. Both of these instances could be described as the “music of the community.” Samba Reggae is the “community music” of particular Afro Brazilian communities of Salvador Bahia, in Brazil, and Drum Damba, an annual New Year’s festival, is the “‘community music” of the Dagbamba people of Ghana, West Africa.

Perspective two, community music as “communal music making,” is closely aligned to the first statement but has a different emphasis. Whereas perspective one identifies and labels a type of music, perspective two describes being part of, or exposed to that music. For example, an Irish music session in Dolan’s bar, Limerick, Ireland, or RiverSing, a public singing event on the banks of the Charles River, Boston, USA both involve musicians and participants drawn from the communities where the music is made. They are “communal music making” events because they strive to bind people together through performance and participation. In these musical contexts, it has been our experience that musicians will mostly identify themselves as musicians rather than community musicians. They will however have a very strong sense of place and a deep rootedness to the people they perform with and for.

The third perspective, “community music as an active intervention between a music leader or leaders and participants,” is the perspective of community music that I would like to explore in this column. This perspective may be understood as an approach to active music making and musical knowing outside of formal teaching and learning situations (By formal I mean music that which is delivered by professional teachers in school, college, and other statutory organizations).

From this third perspective, community music is an intentional intervention, involving skilled music leaders, who facilitate group music making experiences. It has an emphasis on participation, context, equality of opportunity, and diversity. Musicians working in this field seek to create relevant and accessible music making experiences for those participants who choose to be in the group. There are many musicians and music educators throughout the world who work in these ways. What I have found is that in this musical context, musicians will actively identify themselves as community musicians if they have had connection to local, national, and international organizations that support, advocate, and name this perspective as community music. If this is not the experience, these music leaders will identify themselves in other ways, such as music educator, music teacher, cultural development worker, musician-in-residence, and music outreach worker.

 

Action Is the Way in Which Human Beings Exist in the World

Conversation with Professor Hans Joas
with Claus Otto Scharmer

Reprinted from http://www.dialogonleadership.org
by permission of professors Scharmer and Joas

Hans Joas: The major underlying question I would say is that I try to understand human action in its creativity. I try to understand how we have to see social life and how we have to see historical development if we base our understanding of science and history on such an understanding of human action.

COS: Could you outline that a little bit further?

Hans Joas: I try to understand what human action is or, if you put it in more scientific terms, what the dominant ways to conceptualize human action are. For instance, so-called rational action dominates the discipline of economics and vast fields of political science. A normativist understanding of action dominates sociology. Why aren’t these adequate ways to understand human action? Distinct from them, I try to understand human action in its creativity and how that affects our understanding of societies. I’m a little bit hesitant to use the term society, because I mean all forms of social life. My main orientation is to develop this understanding of action out of the thinking of historical American pragmatism. I mean major figures of thinking who produced their work in the late 19th, early 20th century, like William James, John Dewey, George Herbert Mead, and others. They were very interdisciplinary thinkers, and I would say their thinking was deeply permeated by the spirit of democracy, which is not true for most other intellectual traditions.

COS: What was the first property that you mentioned?

Hans Joas: Interdisciplinary. They call themselves philosophers, but it’s clear that they are not philosophers in the sense of later professional philosophy. They bring in empirical knowledge, or do empirical research themselves in biology or psychology or the social sciences, and that differs from person to person. In a sense it is deeply philosophical, but in a kind of interdisciplinary synthetic way of thinking, which I find rather attractive.

The second point was that I think that one can clearly show a relationship between, let’s say, the spirit of democracy, particularly the spirit of American democracy, and their thinking. This was an attempt to answer the question, what is the underlying question…. Why am I so interested in American pragmatism and in developing these insights further and applying them to contemporary problems? Obviously not because I’m American or an American pragmatist. I’m German, and it’s not as simple as, say, I went to school in America, became enthusiastic about the spirit of American pragmatism, and decided this is my future orientation. The biographical background is much more complicated and complex. Now, I have to ask you, how do we go into the background for such an intellectual orientation?

COS: We are really interested in getting some of the context of your journey. Usually I ask, where were you born?

I. Childhood: Nazism, Social Democracy, and Catholicism

Hans Joas: I would characterize the background for my intellectual development in the following, rather personal, almost idiosyncratic way. Yes, it is always a very concrete, perhaps in some ways, incomprehensible, personal situation. I grew up in Bavaria.

COS: Where in Bavaria?

Hans Joas: In Munich, on the edge of Munich.

COS: I see.

Hans Joas: I was born in 1948, so I was a postwar child. Now the shorthand way to put it would be to say I grew up with a Nazi father and a Social Democratic mother in a deeply Catholic environment.

COS: So you’ve got to go on.

Hans Joas: That is very important to understand what interests me and what keeps me going. My father was a Nazi during the Third Reich itself–that is not so different from many other children. But he remained a Nazi after the war in a rather outspoken manner until his death. He died when I was a child in 1959. He was much older than my mother. My mother, under the influence of the war, the destruction, the collapse of the Third Reich, and all the information about the terrible crimes perpetrated by the Nazis, immediately became in 1945 an enthusiastic Social Democrat, and has remained so until today. She’s still alive at the age of about 80 now. You can almost assume from this description that my parents were not a very harmonious couple in political terms. I could say they were not a harmonious couple in other ways too. I grew up in a Catholic way. This is not easy to translate: in what is called Genossenschaft in Germany, the working-class cooperative, but not of a Social Democratic type, of a Catholic sort.

II. Nazism: Where Did It Come From? How Could It Happen?

Hans Joas: I never had a Nazi phase, or anything like that, but from early I had a very strong interest in understanding the history of Nazism. Where did it come from? How could it happen? Why can people who are not devils believe such things and do such things? I say who are not devils because, of course, I loved my own father. That’s still important even today, to try to see such movements or regimes, not only from a moral point of view. The people you find terrible can be loving fathers, husbands, or whatever. This double perspective is, for me, the authentic German perspective. It’s not good if the postwar Germans act as if this older generation is simply crazy or has nothing to tell them. I had a very difficult youth, also, because of the poverty in which I grew up. This led to my strong interest in matters of social justice, equality, social policy, the welfare state, such things. One still went to church every Sunday, and if anybody did not show up, he or she was asked by others, why didn’t we see you yesterday? That’s a conventional and traditional thing. Particularly after the death of my father when I was ten, religion became much more for me than just such a code of correct behavior. I really had to cope with the fact that a beloved person can disappear from one moment to the other.

Between 10 and 20, I had my “formative phase” so to speak. There was a very intense field of tension between different things: an attempt to understand the German history that led to Nazism; a very strong orientation toward social justice and social equality; and a deep Catholic Christian orientation. When I became a student there was clearly a danger that all this might lead into a very strange and eclectic orientation. What do you do with that? You’re not a clear, left-wing, radical student, and in the late 1960s they laughed about Catholicism, of course. You are not a typical Catholic student, because they were not so interested in questions of social policy. It could have become, I think, a completely eclectic and not very productive situation. In that context, I encountered pragmatism as a student by reading the texts of certain American authors.

COS: When and where was that? That was when you were in college?

Hans Joas: That was in Munich. It was in ’69 or ’70, when I was still in Munich. I spent the first five [university] semesters in Munich.

COS: Studying sociology and philosophy, or …

Hans Joas: No, a combination, as is usual in Germany, of different disciplines. I would say the main orientation in these years was history, not sociology. History, sociology, philosophy, German literature in that combination.

COS: What was it like in Munich in ’68, ’69 ?

Hans Joas: I would say it was a strange situation in the sense that the general political atmosphere in Bavaria was rather conservative, but there were always rumors about left-wing movements, mostly in Berlin and Frankfurt.

COS: There was not much going on in Munich?

Hans Joas: Some, but in terms of the left, it was always provincial. I began to study in the fall of 1968 in Munich. Before that I had contact not so much with the student movement, but with a political group connected to the then still illegal Communist Party. The major event of the year of the student movement in 1968 for me was the Soviet intervention in Czechoslovakia. I had learned Italian and had won a scholarship from the Italian Culture Institute in Munich, and spent the summer of 1968 in Italy. I mention that because at that time many people from Czechoslovakia were allowed to travel to the West; that was new for them. Many of them traveled to Italy and many of them understand German. So when the Soviet Union or the Warsaw Pact intervened in Czechoslovakia, I was literally sitting on a major square in Florence, translating the flyers and the extra editions of Italian newspapers to Czech tourists in Florence. I knew from that day on that something must be wrong with socialism of the Soviet type if the people from Czechoslovakia suffered so much and found this not an act of fraternal help within socialism, but a disaster for them personally. Now the first conclusion I drew from that was an interest in the leftist critiques of the Soviet Union, the writings of Trotsky, for example.

COS: So you were about to tell me about your first encounter with pragmatism in Munich.

III. My First Encounters with Pragmatism

Hans Joas: My first encounters gave me the feeling that I could achieve two goals, which I was not that clear about at the time. The first was to develop a sort of social psychology which was not psychoanalytic. The second was an understanding of democracy, which was clearly missing from all the intellectual traditions I had known before. The most important point is the second one. I felt a sort of tension between particular German ways of thinking, like Hermeneutics, my Catholicism, and let’s say, Marxism. It was suddenly clear to me that all three of them share a common deficiency, not in a superficial political orientation, but in the inner construction of their philosophy, in their deeply undemocratic or non-democratic character. They have to be reformulated, revised in certain ways to become democratic.

COS: That would also be true of historicism?

Hans Joas: Oh, yes, certainly. There was an enthusiasm about the increase of the power of the state in the foreign policy of the state. For example, during the time of the First World War, they were extremely chauvinistic, and those who lived at the time of the rise of Nazism sometimes became Nazis. One of the major figures of that tradition dedicated his book on the philosophy of history to Adolf Hitler. It wasn’t Nazism all the time; maybe one should say extreme nationalism.

My orientation at this time was that Catholicism, Marxism, and let’s say, these German traditions all have difficulties with democracy. There are other traditions of thought in the world. America could help me or could help us to revive these traditions, to make something new out of them, and to bring them together and so to take away the danger of eclecticism. I would say this is what still keeps me going….

COS: Yes. So that is the context for how you got into your interest and work with pragmatists, right?

Hans Joas: Right. Creativity Has to Do with Solving Problems That We Have Not Invented

COS: How about creativity? Would that be the same story or would that add a different twist?

Hans Joas: I say in several of my writings that I consider creativity, a particular understanding of creativity, [to be] the true core of pragmatists’ thinking [Joas, H.: The Creativity of Action, University of Chicago Press, 1996]. I’ve also focused very much on creativity from Herder in the late 18th century on. Nietzsche cannot be understood if one does not see the crucial role of creativity for his philosophy. I say that creativity is the core of the pragmatist tradition, and of large parts of this typical German tradition, but the understanding of creativity in the two traditions is very different. Americans’ understanding of creativity–I think in this creativity book I called it situated creativity–

COS: Yes.

Hans Joas: I say it’s not simply an ideology of or for geniuses, as very often it is in the German tradition. It’s not that some people simply have some superior creative ability, and in whatever they do they execute this ability. Creativity has something to do with the solution to problems which we encounter, which we have not invented. I tried to apply that to myself when I described this biographical situation, a situation of tension. This is not something of my own making, it’s simply there. I am in that situation. The question then is do you find that there are creative ways out of such a situation of tension? If the situation is stronger than you are, does it suppress your abilities and determine how you act? Or do you find your personal solution for the very particular situation in which you find yourself?… I do not restrict creativity to this realm of extraordinary experiences. I emphasize, at least at first, the role of creativity for our everyday life. And it’s democratic in this pragmatist tradition. Creativity is described as at least a potential ability of everybody. It’s not like Nietzsche, which is a completely elitist manner where you have the few creative individuals, and then the historical role of all the others is to–

COS: Be the–

Hans Joas: –the servants to these few creative individuals. It’s oriented to everyday life, but more situated in the sense [that] there are pre-given problems or tensions with which you have to deal in some way. I would characterize the importance of creativity in pragmatism, and the difference between the ideas of creativity and the Nietzschean–it’s too difficult to speak about all the different German figures so let’s just say the Nietzschean–understanding of creativity, which is much more influential today than the pragmatists’ understanding.

COS: So how did you encounter pragmatism?

Hans Joas: At first I encountered it in literature…. As a student, I went into the theories of language. I had read an article by a German educational theorist, in which George Herbert Mead was mentioned, and his understanding of language. When I read it I fell in love with him, so to speak. As when you fall in love, you’ve got a rational thing to say, okay, I have to find good reason to be together with this woman. But it’s clear, maybe in the first 30 seconds or so of your encounter, that that’s the right person for me. So I would describe this as falling in love.

COS: So you were just talking about another type of rationality, right? Not just a head-space rationality. When you say “I fell in love,” you were talking about a larger nourishment which one could say includes the intelligence of the heart, or–

Hans Joas: I deeply believe that behind our intellectual orientation is more than just rational argument. We are obliged to give completely rational justifications for our propositions in our philosophy. I can’t say I fell in love in order to prove anything, of course…. It’s not conviction by rational argument, it is just a sort of self-analysis to say what happened at a certain biographical point. I don’t believe anyone could describe their intellectual development completely in rational terms….It’s more intuitive and holistic…

COS: But when you’re in the situation you do know.

Hans Joas: You do know, exactly, but you’re not able to articulate it. But you have this objective feeling that you do know.

COS: So what type of knowing or knowledge rationality is it?

Hans Joas: You’re driving me in the direction of a rather explicit statement about creative processes, whereas I only wanted to give a superficial description that if one looks back on one’s own intellectual development there are points where one switches from one to the other orientation. I cannot speak for others, but for me it’s often the case that I sense or have a feeling of even a whole article. But if you ask me what it is and I give you an answer, at that point I immediately realize that my answer is not satisfying at all.

COS: It comes from the heart, this knowing–right?

Hans Joas: Exactly…. You need the process of writing to do what you felt in the first moment, to really articulate what you had understood without being fully to explain it in words at this very first moment. But even if an idea is not fully developed you still can feel the potential that is there. I feel obliged then to articulate that, to find the language for that. The model of this creativity book, which I took from John Dewey, tries to describe that in one sentence–namely, that we all feel this need or the joy of being creative. He says we need criticism, self-criticism, for the release of our creativity. I used that as the motto because I think that in the German tradition nobody would have said that. In the Nietzsche tradition, self-criticism destroyed creativity. You keep the critics away from yourself and stylize yourself as this genius who doesn’t need criticism, because you’re always so enormously creative. Whereas in the American tradition, there’s an interplay between this creative intuition and processes of criticism and self-criticism…. I try to expose my ideas to many competing intellectual traditions. Which makes them stronger.

IV. The Blind Spot of Social Thought: Creativity of Action

COS: It seems to me what you just described is the process of how something new comes into being. In sociology, or at least in mainstream sociology prior to you, we didn’t really have a language that captured the process, the level you just talked about, where you have a knowing but you can’t explain it rationally. That was almost a missing dimension in the way we thought and conceptualized social reality. Would you agree?

Hans Joas: Yes, of course, I agree. I can elaborate on it a little bit if you want.

COS: Yes, please.

Hans Joas: As I said very early in our conversation, I think the social sciences are dominated by two ways of understanding human action: an overly rationalist one and what I call a normativist way of thinking. Now in a very short passage of the book on creativity, I tried to show that a model of creative action is not only more encompassing than the other two, but that it’s necessary even for the questions with which these two other approaches deal. Let me give you an example. The rational action approach assumes that human action is the pursuit of clear, preset goals. We have to find the appropriate means, technically and economically, for the pursuit of such goals. Even within this framework the question is, don’t we also invent certain goals in the process of the rational pursuit of interest? One has to discover such possibilities…. Rather than just choosing which one is the most appropriate, you might have to find a completely new apparatus, a strategy, and even a goal. So even within the rationalist framework one needs a dose of creativity.

How do we apply our moral orientation to a situation? In teaching I often use the following example, that a person has a very strong orientation to the Christian value “love thy neighbor.” Now there is war in Bosnia or Kosovo. What does it mean to have this value and to love your neighbor? Does it mean to be a radical pacifist and to say I will not use violent means whatever the situation? Or, does it mean to say we have to send troops there to stop the killing? So between our level of moral normative orientation in general, and our action situations, there are processes of specification. The specifications are not simply deductive. I can’t take the formula “love thy neighbor,” and then make a logical conclusion from that, and then come to my action orientation. It is a creative specification and I have to compare my moral orientation with my empirical knowledge about a certain situation…

COS: You just said that we have to redirect our attention to this phenomenon or element of creativity, which is not only at the root of creative action but is at the root of any type of action. I really would like to follow that part, but I would rather delay that for a minute and return to the main journey which left us in Munich.

V. Berlin: I Wanted to Be Where the Action Is

Hans Joas: Okay. I decided to go to Berlin.

COS: When was that?

Hans Joas: That was in early 1971. I wasn’t sure that I should go to Berlin, but I knew that I wanted to leave Munich. Today I would say also say I wanted to put a little distance between myself and my whole background. I also wanted to be where the action is, so to speak…. I was vacillating between going to Frankfurt and to Berlin, I never liked the Frankfurt School. I had the feeling at the time that I didn’t want to go to a place where schools exist, because I wanted to find my own way. I didn’t want to have to choose between being a follower of a school, or being an outsider. So an alternative environment is much better for me.

COS: And much better for creativity.

Hans Joas: Maybe, yes. Even today I abhor places where I have the feeling there is some intellectual homogeneity and not a plurality of orientations with exchange between them. That’s the other danger, that people don’t talk to each other and simply coexist in one department, for example. I went to Berlin and was very disappointed, extremely disappointed and left almost immediately.

COS: Why was that?

Hans Joas: At that time there were all sorts of political things going on, and students in Berlin were in almost violent confrontations with each other. There was not much space for intellectual exchange. They were striving for leadership in a fantasized world of the coming revolution. The reason I stayed in Berlin was mainly that one of the professors that I had in my first semester there made very flattering remarks about my contributions to the seminar. At that time he was a well-known sociologist, but unfortunately for me, he lost interest in sociology at about that time… In any case, he was very positive about me and asked me, at the end of his first semester, whether I would be willing to write for money, a sort of long summary of the whole seminar, to prepare another seminar in the coming semester. I was poor, so I needed money. I was flattered, and I had an interest in this topic. The topic was role theory, and so I used the break between semesters in the summer to write that. It was much longer than he expected, but he said much better than he had ever assumed. I wrote a 75-page manuscript, and he immediately asked me whether I wouldn’t like to use that as material for my thesis.

COS: After semester one, though …

Hans Joas: But I had five semesters in Munich behind me. One has to have a minimum of eight semesters, so I couldn’t hand it in as a diploma thesis. He said, if you do it in the near future, I’ll offer you an assistant position here. That was very decisive for me. I decided to remain in Berlin, which I also found very attractive as a city. His offer also helped me switch from history, my main orientation, to sociology. I added some parts to it and so on, and it was published as a book in 1973. It sold 7,000 copies.

COS: Really? Wow!

Hans Joas: Yes. It was a success, I would say. He asked me to make a dissertation out of that and I said, no, I don’t want to deal with that strange topic all the time, I want to write a completely new and different thing as a dissertation. The first plan was to write a full history criticizing Marxism because of its constant neglect of human intersubjectivity and democracy. I made a gigantic plan, it started with the early Marx and his reception of Feuerbach and his polemic exchanges with other left-Hegelian thinkers. For example, the chapter in the book I wrote with Axel Honneth, Social Action and Human Nature, is based on that work.

After a year or so, I had the feeling, oh, God, why am I doing this? In each chapter, I proved the same point. So I went to my professor at the time and said, I’m getting bored and I realize that in each chapter I say that Marx himself and all the Marxists are inferior in these two respects, to George Herbert Mead and American pragmatism. So wouldn’t it be much better if I wrote about the people from whom I think I can learn something than about the people I try to criticize? Excellent idea, of course.

COS: You shifted from the reactive to the creative mode?

I Wanted to Understand Mead Better

Hans Joas: Exactly. I wanted to understand Mead better. I remember on some other occasion I went back to him and said I had read practically everything Mead had published and some secondary literature and it’s fantastic. My honest conviction at that moment was [that I could not] do a good study of that because I would have to read his unpublished materials, his letters and unpublished manuscripts and such things, [which were] in Chicago. His reaction was, of course, no problem. You’ll have to go to Chicago. I emphasize that because at that time for me going to Chicago was something like flying to the moon…. Then I got a scholarship, and I didn’t only go to Chicago, but first I went to Washington because of the Library of Congress, and to Chicago where most of the remaining papers are, and then to Austin, Texas, because there was a former student of George Herbert Mead’s there who also had parts of the remaining papers…. I discovered many of Mead’s writings which had never been listed in the bibliography of his writings before. For example, there is a huge bibliography of John Dewey’s writings, because Dewey is a more famous figure. The two were friends, so I had the idea, why shouldn’t a friend of Dewey have also published things in the same periodicals in which Dewey published?

COS: Oh, I see.

Hans Joas: These periodicals existed for ten years or so, let’s say, between 1894 and 1904, and nobody had ever heard about them. I was successful. There were essays by Mead in such journals, and so I had maybe 20 or so additional items that allowed–

COS: Really? You did all of that in a couple of months?

Hans Joas: Yes, partly in Berlin, with the help of the Prussian State Library in Berlin. Then in Washington in the Library of Congress, and in Chicago. I found out with whom Mead studied when he was in Berlin. This was difficult because the archives of the old Berlin University was in East Berlin.

COS: I see.

Hans Joas: I think I followed models from this German tradition, which I admired, like Dilthey. I tried to do something similar with this American figure, and wrote a comprehensive biography of George Herbert Mead. That was the second book after this role theory book. The third book is the one written together with Dr. Honneth. That was mostly about this German anthropological tradition.

After 1978, I had to find a new job…. Over several years I did empirical research of the typical, sociological, professional kind, quantitative empirical research about labor-market problems of highly qualified people. The most visible result of that is a book I published in 1987 called Science and Careers, a study of 2,000 young German scientists and the determining factors of success or lack of success in their professional careers…. During those years I developed the main ideas behind this creativity book. I wrote the essays which were then collected as this volume Pragmatism and Social Theory, [which] shows the development of the creativity book in a certain sense. On the basis of that, I had the feeling I [could] now present my own views on human action in a rather systematic manner. I did that in the creativity book. The creativity book has a fourth part, which is the least satisfying of the four. Maybe I should have ended after the third part. Then it would have been a book about human action and maybe an acceptable book about that topic. I was afraid that if I had done that, at least in sociology, people would have classified the book as a contribution to micro-sociology. Action is micro, so to speak, and that is something I hate, you know. My vision is to say, no, a revised understanding of action changes our understanding of macro processes, on the society level, maybe on the global level. It’s not just the changed understanding of micro situations of interactions. That’s why I added the fourth part. The intention behind this fourth part is the demonstration that there is a macro theoretical potential–

COS: Dimension to it.

Hans Joas: Yes. But obviously I was not able to do that in the same constructive way as I did in the action theoretical chapters of the book. The main plan after the creativity book was to develop a macro-sociological understanding, based on that.

I was fully aware at that point that one cannot reach such a goal in a direct way. You cannot decide to be creative. You cannot say now I want to develop a macro-sociological theory, which is in harmony with this action theory, and do it. You have to find it, so to speak.

VI. Micro-Macro Link

What I do is try to take a much smaller topic and pick out ideas. I chose an understanding of wars, particularly of the First World War. The book I’m currently finishing is a book on war. The idea was [that] war is a type of historical process where it’s not easy to follow the linear evolutionists’ historical model [in which] everything goes on and on and becomes better or worse. Wars are clearly different from that. If you look at the First World War, the war I’ve studied most, you can say there were certain tendencies prior to the war, but the war itself is a sort of chaotic event which changes everything. I wrote, for example, about the creative role of the war. Now this sounds terrible, of course. But there wouldn’t be Bolshevism or Fascism in the 20th century without the First World War. There would never had been a Bolshevik Revolution in Russia, maybe some revolution, but not the Lenin Revolution. I can prove very precisely that Italian fascism is a result of the war. Wars add highly contingent and highly creative processes…. A similar process that interests me is the genesis of values and the genesis of value commitments. This last published book I wrote very quickly during a year-long stay in the U.S. [The Genesis of Values, University of Chicago Press 2000].

It’s a book about where value commitments come from. It is related to the creativity question in several ways. Even my book on creativity, I think, still follows the idea of “we do something when we are creative” too much. I knew that, of course. But then an important part is what happens to us.

COS: To us and through us.

Hans Joas: To us and through us, yes. So the wonderful German word, an old-fashioned word for what happens in processes of the genesis of value commitment is that something seizes us, captivates us. It’s not simply that we decide to be this or that. It’s more that we realize at a certain point that something attracts us. Now I do not want to take the intentional side completely out of this process, and if you read about religious conversions, there are very sophisticated attempts to describe the interplay between intentionality and being chosen in processes of conversion. You have to contribute something intentionally to make–

COS: To make yourself accessible, right?

Hans Joas: Right, very good, very good. So I think I have two elements now, namely, a rather precise understanding of the process in which value commitments arise, and a much better understanding of the processes of high contingency in wars. So this is, where I am at the moment….

I’m now pursuing two other projects. I will be very brief on them. I do not really like to speak about unfinished work. One is a book about macro-sociological processes of the 20th century called The Age of Contingency. It is a book about what techniques human beings have developed in the 20th century to build, to interpret, and to deal with increased contingency. What are the paradoxical consequences of our attempts to do so, which can produce, can in fact increase, contingencies?

The other one is a continuation of the values book. The values book is abstract in the sense that it’s about all value commitment. It has the ambition to say something which is true for all value commitment. Now I try to apply that to a particular complex of values. It is a book about the origin of our belief (and I emphasize belief, I don’t think it is rational argument, it is a quasi-religious belief) that every human being has fundamental rights, and every human being has dignity. The two titles are The Age of Contingency and The Sacredness of the Person. These two projects are interrelated in very complex ways, and I’ll be working on them during the next two or three years. That’s the long answer to the brief question.

COS: How does that relate to the creativity book? Does this extend the fourth part, the macro-sociological foundation?

Hans Joas: Yes. The Age of Contingency project tries to develop a historically well-informed, macro-sociological theory of the main social processes of the 20th century. A short way to make that understandable is if I repeat that the crucial notion for this work is this notion of contingency. Which is similar to the emphasis on creativity here. The emphasis on creativity of action has led some reviewers of the creativity book to the assumption that I think that there can be a macro subject of creativity also. You could imagine it. And that’s happened, of course, in the Marxist tradition.

COS: Sure.

Hans Joas: On the basis of a creative understanding of human action, I think you can still come to a sort of totalitarian macro theory when you project the creative dimension of human action on a macro subject like the party or the nation. I’m deeply anti-totalitarian, as you may gather from what I said. So the question is, how can we accept the creativity of every actor without coming to a totalitarian conclusion? That makes it important to study the increase of contingency, because the fact that you have more options and I have more options does not lead to an increase of options on the collective level. It produces typical new problems on the collective level.

A terrific example for that is if everybody has a car, every person has more options to decide about where to go, and when to go. If there is only a railway connection between two places, you have to take this train or not go there today. If you can go by car, you can go now, or in an hour, or in two hours, in three hours, and so on. It increases individual options. But this does not necessarily produce the situation in which everybody can move to any place at any time, because there may be traffic jams. That means the interconnection of individual acts under contingent conditions with high options leads to patterns which paradoxically restrict individual options again. In order to understand the new patterns of social life in the 20th century, I think one has to introduce what I said before, the consequences of increased contingency and a complex set of ways of dealing with these consequences.

COS: Can there be a subject on the collective level?

Hans Joas: There cannot be.

COS: There cannot be?

Hans Joas: No, I said every assumption that there can be one such subject is problematic.

COS: Yes, okay. But just as a comment, that still would not rule out the fact that you have some phenomena on the collective level.

Hans Joas: Absolutely, that’s democracy. That’s what you call democracy. Not one macro subject with a full ability to steer all social processes, but the establishment or the institutional organization of collective agencies to deal with the consequences of individual actions and with such patterns of consequences. For example, in Germany the ministers of the individual states can come together and say, “In order to avoid traffic jams on the first day of vacation time in the summer, let’s rotate among states when the time begins.” That shows that you can have a decision-making process on the collective level. These are the regular consequences of the interconnection of individual actions. We evaluate them as negative. We want to avoid some of them. What we can do to avoid some of them is to regulate this or that, and then we do that. So there are reflective mechanisms, so to speak, of collective action.

VII. Luhmann’s Systems Theory and Creative Action

COS: Okay. Let me step back for a second and revisit your initial question, which is that your genuine interest is about human action or social action. What I heard you saying as you described your journey is that you’re interested in what you consider the blind spot of your field, that the aspect of creativity has not been really taken into account appropriately, right? And that’s what the purpose of your work is about. Would that be a–

Hans Joas: A fair description. But I would have to add a few aspects…. The first is I’m also very much against an imposition of theoretical models taken from outside the social sciences and being applied to the social sciences without full reflection on the conditions of their applications. For instance, systems theory clearly comes from biology and cybernetics. I do not want to say don’t apply it to the social sciences, not at all. But if you apply it you have to be aware of the specific conditions of the field to which you apply it.

COS: Which is, in that case?

Hans Joas: The creative form of action.

COS: What’s the implication of that?

Hans Joas: What I had in mind is the enormous influence of Luhmann’s systems theory, which does not bring systems theories into a fruitful confrontation with the character of human actions but completely demolishes the character of human action. So whenever you import or transfer a set of theories that did not originate in the social sciences to the social sciences, or to the humanities, I think one can only do that if it extends our understanding of the creative character of human action, not if one neglects this or if it leads us away from our attention on this. I think that happens in large parts of the theoretical debates in the social sciences.

The second point I wanted to add is that there is not only an enormous split between theory and empirical research, but also between the different disciplines in contemporary social sciences. This is more true for the United States than for Germany. I admire very much what most of my colleagues are doing at Wisconsin. It’s a really good department. But I’m often quite disappointed when I see how far away from neighboring disciplines these people are, and see that in their own work they have no interest in philosophy, no interest in history. For example, I mentioned two disciplines that are absolutely crucial for sociology: you cannot do sociology without philosophy and history…. And political science, economics. Many people have an exclusive interest in one sub-field of the discipline, and a completely superficial relationship to the theoretical discussions which go on in their own discipline. And this is not just individual misbehavior, it’s almost institutionalized–

COS: It’s a collective pattern.

Hans Joas: Yeah, it is a collective pattern, particularly during the last few decades…

VIII. Creativity of Action: Three Dimensions

COS: We already talked about different pieces of it, but we didn’t talk about the phenomenon as a whole. You’re interested in human action, but creativity has been the blind spot, so if you conceive of human action from that point of view, what do you see? What is the nature of that phenomenon?

Hans Joas: I should answer the question by referring to the third part of my book The Creativity of Action [University of Chicago Press, 1996], where I distinguish three main dimensions of what I have in mind when I think about the creativity of action. One I call the non-teleological character of human intentionality, which means that we should not misunderstand intentional action as goal-oriented action. We have to open up our understanding of human action where we learn to switch between goal-oriented action and other phases in which we open up to wants, on the one hand, our inner impulses, and on the other hand, to features of the world which do not play a role in our plan, but which are there and which could form new points of departure, or for bridging between our impulses and the world. So–non-teleological intentionality. That definitely characterizes my understanding of action. It has two immediate repercussions, namely, a changing understanding of the role of the body in human action and of human corporeality. It’s implicit in what I said, when I said to open up towards one’s impulses–

COS: Could you explain the word corporeality?

Hans Joas: Just the bodily nature of our actions.

COS: Embodied action, right?

Hans Joas: Actions embodied, or incarnated. In the flesh, so to speak, when it takes place.

COS: Yes, yes.

Hans Joas: Opening up towards one’s impulses means towards a pre-reflective dimension in us. And [being] impulsive is, of course, only a small part of that because the pre-reflective dimension is also inherent in our construction of the world. If I see the world only in terms of my plans and strategies, then I have no chance to devise new strategies.

COS: Yeah, I have no empirical vision, right?

Hans Joas: Right, very good. So I have to have a sort of exchange with the world to be–

COS: –in dialogue with the universe, correct?

Hans Joas: Yes. To constantly bring in new dimensions of the world and of my own person. This also changes our whole understanding of the individual; namely, the rationalist model says you are there as this one being and not the other. My theory includes the assumption that we may be biological individuals, but only as kind of species, and with a certain size, a certain weight, and born on that date, and so on. The way I see myself as an individual has something to do with drawing symbolic boundaries between myself and others or myself and the world in general. And that is, I think, an extremely important point. For this productivity, you not only have to switch between the intentionality and the loosening of controls, but also between self-centeredness and a real openness towards other human beings. An opening up of the symbolic boundaries which constitute yourself.

COS: Which in fact is the same movement, isn’t it?

Hans Joas: No, I wouldn’t say so. I would say there are clearly situations in which the interpersonal dimension is dominant and other situations in which the intrapersonal dimension is–

COS: I meant the two things that you described, the moving back and forth between intentionality and opening up, on the one hand. This being inside yourself, or inside the organization inside your own body and moving beyond.

Hans Joas: If you try to develop a phenomenology of such types of experiences, you would have to distinguish between different intrapersonal experiences. Those like sexuality where there is a fusion with a beloved human being. Or a situation where there is no other human being, but you have an overwhelming feeling of harmony with nature. You may also be completely lonely swimming in an ocean or walking in a forest.

COS: But it’s always about transcending your own boundary?

Hans Joas: Exactly. That’s the common feature, but you have different cases when you experience that. So the three features which are characteristic of my understanding of creativity and of the creativity of human actions are the non-teleological orientation; a different attitude to your own pre-reflective impulses, and pre-reflective perceptions of the worlds; and a different attitude to the symbolic boundaries.

IX. Action Is the Way in Which Human Beings Exist in the World

COS: What you’re doing is broadening the reality of the phenomenon of action that we pay attention to, right? You’re looking at the process, how action comes into being, rather than just at the result–

Hans Joas: Action always is a process. Action obviously is a dynamic process. It cannot be a static event. The rationalist model has tried this process as if you could conceive a strategy beforehand, so that the temporal coefficient becomes unimportant because it’s simply the translation of this strategy into reality. But if you see action as a dynamic process, you have to see that you may have entered the situation with a particular strategy. In most cases you cannot simply execute this strategy because many unanticipated things happen to you, so that you constantly produce a course of action within the situation. I think my model is much more appropriate for understanding the fact that we are acting in a course of action, and not, as in analytical philosophy, with a sequence of unitary acts.

COS: Would you say that the two aspects that you described, the intentionality of the event and then the opening up–would that be something you would enact sequentially, or would you rather say in the true creative moment or process you are really in both places at the same time?

Hans Joas: Absolutely. I do not want to deny the existence of, let’s say, strategic action. I’m fully aware that in some situations we tell ourselves now we will ignore other impulses, now we will ignore other parts of the world. Now we do not open toward other human beings. Now we do not change the course of action. We can do that. The proposition that we can act strategically is different from the assumption that we naturally and constantly act strategically. If we understand what [an] artificial construction strategic action is, how much it is based on context, presuppositions, it changes our understanding of strategic action, as well. I do not want to say that it’s an additional type of creative action.

Let’s say I’m an economist; my interest is in rational action. I leave the other types of action to others. Even then what I say should have major consequences. One of my collaborators has written a very good book where he applies many of my ideas from this creativity of action book to the more specific realm of an economic understanding of action.

COS: If you’re talking about the dynamic process of action, my question is, from an experiential point of view, you’re really then talking about the coming into being of action. Now where does action come from? What is the source from which action comes into being in the first place?

Hans Joas: Action in my sense is the way in which human beings exist in the world. In a sort of ironic way I would say the latent assumption behind the teleological model of action is that normally we are at rest, like a Newtonian body which is not moved by any external force. Then there is either an external or an internal force. That’s how they describe motivation. That then produces in me the will to act. Now before I even start acting, when I’m still at rest, I devise a strategy for action. I have the strategy and the motive, then I combine the two. I was sitting in my chair at rest, now I act. But that’s exactly not true. Even when you are sitting around, the way in which you perceive the objects in a room like this one is completely integrated by your experiences of action. If you didn’t know how to open doors in this country by pressing down on this handle on the door, you wouldn’t be there. You might think this is some ornament or something beautiful, not that it is there in order to open the door. In my view you are always in action.

X. Reflection on the Pre-Reflective Impulses

COS: My question was picking up your stream of thoughts. Where does action come from? If we conceive of action, if action is downstream, where does it come from?

Hans Joas: Okay. That’s a different question. The first question is, so if you accept that human beings are always in an active relationship to the world, the question is not how do they decide to act, but how do they decide to act in a particular manner. Then you have to add other core elements from the pragmatists’ horizon. When you are in this constant active relationship to the world, you have all sorts of expectations about what happens. And what happens is not always what you expect to happen. That is what they call at first a problem, later a tension. I prefer the notion of tension because problem sounds too technical. Tension is more the acceptance that they’ve been in a complex field of expectations.

So the problem is that either what it tries to bring about does not happen or something unexpected happens. Or another actor asks me to justify why I’m doing this or why I’m doing this in a particular manner, and so on. These are situations of tension between me and the world. They are between me and myself, the different impulses I have simultaneously, expectations and reality, and so on. These situations produce a reflection on the pre-reflective impulses. I cannot realize both impulses at once. I cannot realize this impulse because it didn’t work out. So in all these situations, and only momentarily, acts of reflection set in. The original state is not reflection, and then we decide on action. The original state is action, and it happens that we have to reflect on our pre-reflective impulses. I would say that’s the pragmatists’ idea, and we can only find a way out of this situation by creatively producing solutions for this situation. Now the “I” in Mead’s model of the personality was intended to describe situations of creativity. It is not a very happy way to put it, because it’s constantly misunderstood.

COS: He meant a source of action or–

Hans Joas: An unrestricted source of spontaneity, or something like that, in the human person. Which in that can be exactly not the “I”–it is among the “I”–not part of my conscious understanding.

COS: It’s not the same?

Hans Joas: It is not part of my conscious understanding. I am surprised that I am able to do this or that in a positive or negative manner. We spoke mostly about positive things. People can be surprised that I have such good ideas, but I can also be surprised and excited that I was able to treat this person so negatively. In anger I said things which I never would have expected to do. So I have to digest the fact that I can also do evil things, immoral things. So the “I” is a pre-moral, pre-reflective instance of productivity, spontaneity, in the person. The person discovers in the act of reflection that there is always something behind, that an impulse which I never anticipated can come out of me.

COS: And to the courses of action, right?

Hans Joas: Yes, of course. Reflection is the intermediate phase in the process of action. We are constantly in the processes of action when we’ve encountered a problem for attention; reflection is action. It’s interrupted, we have no choice but to reflect, otherwise we would constantly reproduce the same problem. So it is a phase in action, it’s an immediate phase in action. In this phase we discover, sometimes in surprising ways, our pre-reflective impulses, conceptions, and so on.

COS: Is there anything that you would like to go into that we haven’t covered?…

XI. The Constitution of Self

Hans Joas: First, this is not immediately related to the macro-sociological. I said that an important part of my theoretical assumptions is that human beings draw boundaries around themselves, and can open these boundaries up.

COS: Who draws the boundaries?

Hans Joas: The person him or herself draws the boundaries.

COS: The person. So where is the person in the–

Hans Joas: It is the constitution [of] the self. Okay, let’s go back to Mead for a moment. The idea in Mead is you have an original interplay between these impulses, the “I” and the responses, or to be more precise, your perception of the responses, which have added consequences of your expression of your impulses. There is a connection between these.

Now during a certain time, during the first six months of life, children are not really able to interact with several people, and do not take the reaction of most other people very seriously. They fix on the main caretaker. After that their perceptual abilities have developed to a point where they can confront several people simultaneously. In Mead’s terms this means that you’ve transcended the stage where you have only one “me”–let’s say, the maternal “me”–and have several “me’s” at once. But you cannot have several “me’s” at once separately. You cannot imagine in one and the same moment the different perspectives of several interaction partners toward yourself. He says because of this latent conflict between “me’s” you have to synthesize the different “me’s” into something, and this something, the result of the synthesis, is the self. So you constitute a self.

Constituting the self means you draw a certain boundary around yourself. You accept parts of others’ views of yourself and exclude other parts of that. You form a core which allows you to say no to others. The child says no at a certain point, too, even to the beloved parents. He says no and negates their expectations. In that sense it has constituted its own boundaries.

COS: Who draws the boundaries?

Hans Joas: “I” draw boundaries, but not “me.” I draw the boundaries. There is no person before you define yourself as a person. If you ask “how does the ability to act arise?” it doesn’t make sense to say, because an act decides to become an actor, it is self-contradictory. You do not decide to become an actor, but there is a process in which a potential person retreats itself from the contradictory expectations of its environment. You can say it draws a certain motivational force for that out of the source of the “I,” but not that the “I” has an intention to form the person. That would be nonsense, I would say.

It’s a structural phenomenon of a situation of interaction that children are confronted with competing expectations of different persons who all want to be taken seriously. But this potential person cannot act with all of them. Clearly there are questions of developmental psychology, but if this description is correct, I say then we have established boundaries around ourselves. We are a particular person, we have a particular self-understanding. But these boundaries are not physical boundaries. They can be endangered from time to time…. Others can force new boundaries to open up against your will. Rape is such a case. We have to say it’s not perhaps so much the physical harm done, which is decisive, but this opening of the symbolic boundaries of a person against the will of this person, which makes it such an enormous dramatic crime. There may be women who have been raped with no really terrible physical harm, but still it can be the most traumatic event of their life because of this forced opening up of the symbolic boundaries of their self.

XII. Common Pre-Reflective Spaces

All this brings me to your question of a fluid group, of a creative group. I think if a group wants to become creative, something has to happen on this level of symbolic boundaries around the self. It doesn’t become a creative group if it’s an aggregation of autonomous individuals. The problem for such a group is to bring the members to open up in that sense, and to enter into a sort of collective sphere of pre-reflective impulses.

COS: Or common space.

Hans Joas: But a common pre-reflective space. It could be common space in the sense that we come to an agreement to write the contract. But a common space with respect to our pre-reflective impulses, an actual sphere in which I can bring in my pre-reflective impulses and you can do the same. And these impulses can touch each other, so to speak.

COS: What do we know about the conditions of emergence of this common pre-reflective spaces?

Hans Joas: This is difficult to answer… maybe I don’t know.

COS: This has not really been the focus of attention of any of the social sciences.

Hans Joas: I mentioned one of my collaborators before. I know that he’s been reading literature from organizational psychology just for that purpose. There is some literature with which I am not familiar enough. But I shouldn’t say if I don’t know, nobody knows. I suspect, as you do, that there is not really much knowledge or literature which tries to come to grips with these fluid phenomena of creative group purposes. In my work I offer certain categories for a phenomenologically adequate description of the process, but not the summary of the existing empirical knowledge about actual existing processes.

COS: Thank you very much for the conversation.

XIII. Reflection

Hans Joas grew up in postwar Germany “with a Nazi father and a Social Democratic mother in a deeply Catholic environment.” Accordingly, Joas began a life-long struggle with the phenomenon of Nazism: Where did it come from? How could it happen? “Why can people who are not devils believe such things and do such things?” The blind spot of theories of action in the social sciences, he believes, is that they fail to understand that creativity not only belongs to a particular type of action, but to the common ground of all forms of human action. There are different notions of human action in social sciences. On one hand, there is the so-called rational model that dominates the discipline of economics and vast fields of political science. On the other hand there is the normativist understanding of action that dominates sociology. Both of them are insufficient because they do not embrace the phenomenon of creativity. Joas develops his creativity-based notion of human action by building on the tradition of American pragmatism. The essence of pragmatism, says Joas, is everyday creativity.

“Action in my sense,” says Joas, “is the way in which human beings exist in the world.” Three common features characterize the creativity of action: (1) a non-teleological orientation, (2) a different attitude toward pre-reflective impulses and perceptions, and (3) a different attitude toward symbolic boundaries. Thus, the three features of (creative) action reframe the relationship between (1) body and mind, (2) action and reflection, and (3) self and world from a non-dualistic, pragmatic point of view.

I left the interview with three main impressions: that social sciences have fallen short of grasping the creative nature of human action (by proposing normative or logical frameworks); that if we take Joas’s notion of human action as starting point we need to come up with an entirely different (non-dualistic) conceptualization of all macro-social phenomena; and that maybe the biggest blind spot in the social sciences is that we know only very little, if anything, about how this deeper view of creative action applies to more complex and collective social entities such as groups, organizations, and networked relationships.

How does all of this relate to the initial key issue of Nazism. In the words of Joas: “The question is, how can we accept the creativity of every actor without coming to a totalitarian conclusion?”

Hans Joas was born in 1948 in Munich, Germany. He is Professor of Sociology at the Free University of Berlin and the University of Chicago, where he also belongs to the Committee on Social Thought. He is a member of the Berlin-Brandenburg Academy of Sciences. He is author of G. H. Mead: A Contemporary Re-examination of His Thought (MIT Press, 1985); Pragmatism and Social Theory (University of Chicago Press, 1993); The Creativity of Action (University of Chicago Press, 1996); The Genesis of Values (University of Chicago Press, 2000).

 

Implications of Aesthetic versus Praxial Philosophies of Music for Curriculum Theory in Music Education

Introduction

At heart, curriculum is a matter of values. The most basic curricular thinking involves answering the question, What of all that can be taught is most worth teaching? In other words, there is always more to teach than time and resources permit and not all of what can be taught or learned is equally valuable to all students or to society. The study and clarification of value has always been a major enterprise of philosophy. To the degree curricular thinking is a matter of the criteria involved in making value judgments concerning what is most worth teaching and learning, then, to that degree, curriculum planning and choices concerning day-to-day instruction are philosophical.

Most teachers are rarely aware of the philosophical nature of their curricular decisions. In fact, that is the problem: they are unmindful of the practical implications of the philosophically uninformed curricular choices they do make. It is therefore entirely unappreciated by most teachers (including many in higher education) that the very question of “What is music?” (e.g., Alperson 1994; Erskine 1944)) is inescapably philosophical to begin with! Consequently, the teacher who presumes to teach “music” but who is philosophically uninformed about what it is, is open to creating and thus suffering all sorts of difficulties.

One of the most consequential of these problems involves the question of whether music’s meaning is aesthetic, autonomous, immanent and, thus, intrinsic to the sounds (or scores) of musical ‘works’; or whether musical meaning is not ‘in’ the sounds of the moment (or ‘in’ a score) but rather arises in connection with the situated personal and social uses and status-functions at stake. The former philosophy of music sees musical meaning and value as aesthetic while the latter philosophy roots music in and as praxis. The practical consequences for curriculum of these differences are, I submit, decisive.

Traditional Curriculum Theory and Music As Aesthetic Education

Traditional philosophies fall into three broad schools: idealism, realism and neo-scholasticism. For idealists, reality and truth take the form of a priori and therefore disembodied, abstract ideas that have rational and immanent meaning. Knowledge, then, is not gained through experience and, therefore, values involve ideas of goodness and beauty that are absolute and eternal. Art and music, then, ‘objectify’ or ‘realize’ such ideal, universal and timeless truth and beauty for ‘pure’ contemplation.

In the idealist’s view of schooling, intellectual learning is most important since knowledge is governed by the rational mind. By virtue of training, teachers’ minds are more highly informed and rational and, therefore, they can pass on knowledge of reality, truth and beauty to students. The curriculum, as a result, is predicated largely on abstract ideas-mainly verbal concepts and information and symbolic thinking. Instruction, in turn, involves techniques for transferring this ‘content’ from the teacher (or text) to students. For idealists, it is not necessary that understanding be useful in any pragmatic sense. In fact, in comparison to the timelessness and stability of ideas, idealists see the world of concrete things as problematically characterized by change and contingency. Thus, instruction typically is, as students often complain, “merely academic.” Such ideas, theories and understanding-as defined by experts, authorities and revelations from the past-are therefore valued as ends in themselves. Schools exist, then, to protect and transmit such knowledge to new generations rather than to effect change.

Idealism has been the predominant aesthetic philosophy of music (Bowman 1998). It has resulted in a conflicting variety of aesthetic theories that stress the intellectual, cerebral, cognitive and symbolic values of music-values that, despite certain key distinctions, tend to overlap realist and neo-scholastic aesthetic theories (discussed later). An aesthetic ideology or orthodoxy dominated by idealist philosophy has thereby arisen. According to this orthodoxy, ‘good music’ is the ‘art music’ of ‘high culture’; aesthetic meaning is said to be contained within music’s sounds as governed by the score for particular ‘works’ and exists to be contemplated for its own sake. An aesthetic distance must therefore be maintained that separates the ‘pure’ aesthetic experience of musical contemplation from any other so-called ‘extrinsic’ functions (such as worship) or personal uses (such as amateur recreation). Instead, the ‘disinterestedness’ (i.e., Kant’s well-known “purposiveness without purpose”) of aesthetic meaning is supposed to transcend any particular time, place or person in favor of universal meanings of a metaphysical or symbolic kind.

In the idealist view, the idea of “music” has a single essence or nature and the very thought of a plurality of “musics” violates the idealist aesthetic assumption of rational universality. Thus, while popular, folk, improvisatory and similar kinds of lay, indigenous and functional musics are popularly called “music,” idealist aesthetic philosophy maintains a strict hierarchy with the Eurocentric ‘art music’ canon at the very top and other music variously arrayed on a descending continuum beneath. Aesthetic experience is held to be cerebral and intellectual and takes the form of disembodied (abstract, purely ‘mental’) ideas of various kinds. Powerful bodily-based feelings, somatic residuals and other embodied, affective experiences are treated by idealist (and other aesthetic traditions in analytic philosophy) with deep suspicion or disapproval-as merely satisfying bodily appetites, or as superficial entertainment (i.e., as “ear candy”), or as emotional catharsis-and are ultimately seen as distractions from the ‘essential’ meaning of music, which is instead said to be some kind of rational ideation. Any ‘expression’, in certain idealist views, is ‘known’ or ‘symbolized’ cognitively, not embodied or directly ‘felt’ emotionally or experienced viscerally. As critics too numerous to mention have pointed out, then, idealist aesthetic philosophies of music since Plato have separated the mind (ideas) from the body (sentience) and have given precedence to the former while denying or depreciating the value or role of the latter.

The body is also denied or discredited in important ways by downplaying the bodily aspects of performance. These are regarded largely as physical techniques and therefore as not properly rational knowledge-an attitude that often associates performance skills more with athletic training than with education and thus helps make all the performing arts ‘odd bedfellows’ in academe. Certainly an important function is accorded performers, for without them esthetes could hear no music. But listening and composing are given the highest priority-the latter because the composer’s creativity is believed to encode purely aesthetic ideas into notes on the page that the performer only renders into sound, and the former because contemplation of music for its own sake is the ultimate value. Thus, performance is accorded a certain secondary status as mainly (or merely) executory. For idealists, the physical (and visual aspects) of performance should have little if anything to do with “the music” and recorded performances can therefore be the aesthetic equivalent of live performances. A corollary of this view for music education implies that, by definition, performances by youth (and amateurs generally) fall short of the artistry needed to properly instantiate the full aesthetic merits of ‘good music’. Listening to recordings is therefore seen not only as an adequate substitute for, but as superior to performance for teaching ‘music appreciation’ since, the argument goes, youthful amateurs cannot achieve the artistry of professional performances.

“Music education as aesthetic education” (MEAE) finds its main support in idealism and has historically been the prevailing philosophy used as either the rationale for or premise of music education. This has been the case despite the fact that orthodox aesthetic theory-including the realist and neo-scholastic variants discussed below-typically does not explain or correspond to how most people experience music -whether in concert halls or in everyday life (Martin 1995; DeNora 2000). Traditionally, then, performance oriented music teachers have focused instead on technique and repertory to the almost effective exclusion of contemplation. It is also clear, on one hand, that the small percentage of students who choose to take part in large ensembles find the social activity of making music to be the main attraction while, on the other hand, their musical lives outside of and after graduation from school typically remain musically unchanged. Unfortunately, then, too few continue to perform after graduation from school despite their attraction to performance ensembles as a social activity. School music of this kind-whether in comprehensive or private music schools-is, therefore, restricted to the school years and has little demonstrable impact on their musical lives in ensuing years (Ståhlhammar 2000).

General music teachers, in contrast, do tend to labor to teach concepts as the cognitive and ideational bases for exactly the kind of musical contemplation described by idealist supporters of MEAE (e.g., Schwadron 1967; Reimer 1989; for a realist aesthetic making similar claims, see Broudy 1991)-despite the fact that social psychologists find that it is precisely the use-value of music that most attracts young people (Zillmann and Su-lin Gan 1997), and keeping in mind that such ‘extrinsic’ functions are viewed by idealist and other aesthetic traditions as detrimental or contradictory to the ‘intrinsic’ values of aesthetic contemplation. Social research also confirms what common sense observes, namely the existence of important “taste publics” and “taste cultures” (Russell 1997) that form around exactly the kinds of social practices belittled by aesthetic theories and respected by praxial views of music. In other words, ordinary people of varying educational backgrounds find a host of values in and from musics that are denied or downplayed by the idealist dominated aesthetic orthodoxy and by MEAE with its agenda for teaching the ‘appreciation’ of supposedly abstract, metaphysical and thus transcendental musical meanings. It might be assumed that philosophical realism would be more down to earth but this is not the case.

Realism does diverge from some of the abstractness and abstruseness of idealism by instead emphasizing reality as revealed by our senses. Thus, for the realist, matter is independent of mind; the physical world and its natural laws are the source of truth and knowledge, instead of mind. Realism, in consequence, serves as the basis for modern empirical science. Because science deals with what ‘is’ not with what ‘ought’ to be the case, values cannot be ‘discovered’ by science; however, for realists, values are based on so-called ‘natural law’ and, as is also the case with idealism, are regarded as absolute and eternal. Good art, then, is expected to, reflect or represent (i.e., ‘re present’) the orderliness and rationality of the natural world. Realist aesthetics are therefore sometimes called “naturalistic aesthetics.”

Schooling is concerned to convey an understanding of the logic and order of the universe. As a result, mathematics and the sciences are stressed. Primary importance is given to transmitting ‘objective’ facts and information. Knowledge and truth, not unlike idealism, then, are said to arise outside the learner’s experience; they are merely passed on and passively received, despite teaching methods that favor the senses-such as demonstrations, laboratory experiments, and the like. Knowledge, then, is considered a matter of a priori or given truth and ‘facts’ rather than of personally constructed meanings, action patterns or dispositions, functional competencies, or the like.

Realist aesthetics of music present several problems. First, while musical sounds have physical properties, “music” per se is not simply acoustics. Thus, hearing sound as music is not a matter of the auditory mechanisms of the brain; it is not the ear that converts sound into “music,” but the socially situated and embodied mind-as already existing in a rich socio-cultural context of musical praxes and as “triggered” by uniquely situated circumstances and intentions, both personal and social (Bourdieu & Wacquant 1992, 135). Secondly, with the arguable exception of clichéd imitation, music does not refer directly to the things of the world. Even compositions inspired by stories and visual images depend, then, on titles and other verbal hints to the listener.

Although realism is credited with a move from the purities of aesthetic formalism (i.e., music as pure form, balance, proportion, and symmetry, or as an architecture of sound) to expressionist aesthetic theories, the feelings, ideas, and emotions supposedly contained ‘in’ and ‘expressed’ by music are not, for realist esthetes, ‘real’ emotions. Such ‘expression’ is neither the composer’s nor the listener’s but is “aestheticized” (Osborne 2000, 80-85)-aesthetically universalized and therefore intellectually ‘purified’ of individual feeling-and abstractly encoded by the score. As Harry Broudy, a leading educational proponent of aesthetic realism, writes: “That is why, emotion felt in listening to music has been called aesthetic emotion, intellectual emotion, . . . It is not the real thing somehow” (Broudy 1991, 81). So, while music is experienced ‘in’ the brain, in the realist’s view musical experience as such does not call attention to or take the sentient form of bodily experience. Thus, the aesthetics of realism result in disembodied experiences that are appreciated based upon some claimed intellectual (e.g., symbolic, cognitive) correspondence with lived experience.

As a philosophy guiding music curriculum, and along with idealism, realism strongly emphasizes connoisseurship. Music deemed to be good by what Broudy describes as the “experts of successive ages” is therefore imposed on students in the belief that it will “enhance the pupil’s enjoyment of music and life” (Broudy 1991, 91,92). According to Broudy’s realist aesthetic, music other than the Eurocentric canon, whatever useful contributions it might make to practical needs-be they religious, personal, social, ceremonial, etc.-is not to be confused with the aesthetic value of music as a ‘fine art’ that should be the sole focus of formal music education (Broudy 1991, 77). The emphasis, again like idealism, is largely on contemplative listening. Performance is once again relegated to a secondary realm in this disembodied account of musical meaning (Broudy 1991; this author barely mentions performance). Instead, meaning resides objectively ‘in’ the score, the ‘work’, and is only apprehended in a ‘disinterested’ and therefore basically cerebral form.

This brings about a final problem especially associated with realism as a basis for curriculum: If aesthetic value arises, as Broudy claims, from the “higher” and “richer” forms of human experience a composer somehow encodes musically in a score, it is difficult to account for how school age students are supposed to recognize, associate, understand or identify with such profound and exalted kinds of life experiences (and, thereby, to value them) since they have not yet lived such supposedly rich and mature moments. And ‘having’ such experiences in intellectually symbolized or generalized form would not provide the tangible benefits of the ‘real’ life experiences said to be the source of such valuing.

Music young people can relate to is, by the same aesthetic account, juvenile and inferior. Nonetheless, the comprehension and discrimination needed to develop good taste and appreciation are (supposedly) developed best through listening because young performers lack the technical skills to properly realize the aesthetic value of ‘good music’ through their own performances. For similar reasons, then, all manner of amateur recreational, lay, naïve and everyday kinds of music and music making are disregarded or denigrated. Instead, according to Broudy, “musical training affords the learner a basis for objective and informed judgments about certain aspects of musical quality” (Broudy 1991, 86). This idea of music education as “training” for ‘disciplined’ judgments of connoisseurship overlaps certain idealist themes, but bears even more similarity to neo-scholastic philosophy-not surprisingly, since both realism and neo-scholasticism are rooted in certain traditions associated with Aristotle.

Scholasticism is a theory that developed at the same time as and in interaction with the beginnings of ‘schools’ in the middle ages. It is thus inextricably wed to some of the most basic paradigms and historical traditions of schooling at all levels. Neo-scholasticism is a contemporary philosophy rooted in renewing the old-time emphasis on rational knowledge and disciplined approaches to learning, and has so much in common with realism that it is sometimes called “scholastic” or “classical realism.” The Aristotelian conception of mankind as a rational animal underlies scholasticism. In this view, the ability to think rationally is the most noble and valued capacity that humans possess. Thus, the mind can seize upon truth logically in the form of self-evident (or “analytic”) truths, or via certain kinds of scientific or empirical (or “synthetic”) facts that depend on experience for confirmation. This tension between rationalism and empiricism, usually antithetical beliefs, results in considerable overlap of neo-scholasticism with idealist and realist theories (and thus with MEAE in general). However, of the two, rational knowledge is seen by neo-scholastics as being of a higher order than empirical knowledge. Values, then, ultimately depend on rationality and the “good life” is lived in agreement with reason. Therefore, base desires and bodily pleasures and emotions are to be controlled by the rational intellect-although, concerning art, intellect is sometimes seen as leaping beyond reason to reach certain kinds of intuitions and spiritual states that are subsequently contemplated and enjoyed rationally.

Schooling, for scholasticism, should develop the disciplined habits of thinking that can most properly inform and guide the good life through studying the leading disciplines of knowledge and their internal structure. Systematic subjects such as mathematics and foreign languages and, especially, the “great ideas” and “great works” of the past are particularly favored in the belief that they promote rational thinking and an intellectual understanding of the world. The watchword for neo-scholasticism is the mental and personal discipline that results from enforced training and, therefore, students are regularly expected to study and master subject matter-viz., the academic disciplines taught as disciplines-in which they often have no personal interest because no important practical or personal use is demonstrated. Curriculum focuses, accordingly, on teaching the “structure-of-the-discipline” for its own sake.

Given its heritage in the Middle Ages when art and music were entirely praxial, neo-scholasticism has no clear aesthetic philosophy. It therefore tends to share an often-contradictory mix of idealism and realism, focusing sometimes on rational ideas and sometimes on intuitions of cognitively experienced (abstracted) feeling-states. Neo-scholasticism, however, does make its distinct mark on music curriculum in two ways.

First, the small movement known as Discipline-Based Music Education (predicated on an earlier development in art education called Discipline-Based Art Education) presents and teaches music as a formal discipline of study; it stresses its theory of the ‘structure of music as a discipline’ by focusing on music theory and history, and particularly on aesthetics. In such programs, ‘hands-on’ production or performance are downplayed in deference to a theoretical and thus strictly cognitive approach to musical perception that focuses on musical connoisseurship largely as a form of aesthetic criticism.

Secondly, neo-scholasticism is a strongly conservative movement that finds expression in the educational theory of perennialism. Perennialism arose early in the twentieth century as a reaction against the child-centered theory of progressivism that portrayed each learner as an individual with certain unique needs and traits. In progressive schools children are active constructors of their own learning and meaning, not just passive repositories of received knowledge. The progressive teacher is authoritative and facilitates and guides learning rather than being authoritarian in force-feeding it. Progressivism also stresses the practical value of learning for life-use and thus problem-solving and experiential learning are stressed over rote memorization of isolated facts and inert information. School is seen as modeling life and as a vehicle for personal and social transformation.

Against such values and practices perennialists argue that since human nature (i.e., rationality) is uniform, schooling should be, as well. Therefore, rather than catering in any way to students’ individual needs or interests, perennialists feel that prescribed (and thus force-fed) subject matter should be the focus of the curriculum. Perennialist instruction, then, is not just teacher-directed, as is also the case with progressivism; it is teacher-dominated. Hence, the teacher is decidedly more active than students; and what is studied (and why and how), is because the teacher and the school dictate it! And, most importantly, in line with perennialist commitment to the “great ideas” of history, the “great works” of the past in music and the other arts are seen as containing values and truths, absolute and unchanging, which have therefore survived the test of time (see, e.g., Adler 1994). Accordingly, solely a diet of the “classics” is featured as eternally relevant and valuable, despite the passage of time and changes in cultural understanding. School, in the perennialist view, should not preview or model life; rather, ‘academics’ are best because they discipline the mind and develop the disposition to deal with life rationally.

In general, all three of the traditional philosophies share this abstract, largely ‘academic’ and impersonal approach to schooling, as well as other traits. For all three, truth and beauty are eternal and unchanging ‘facts’ that exist independently of and thus prior to the experience of particular individuals. Knowledge, then, can only abstractly received from outside the personal subjectivities, life-worlds and needs of individual students. The abstractness of knowledge for students is in part a direct result of the metaphysical claims of all three traditional philosophies; and in part a consequence of the inability of teachers to model or otherwise demonstrate the actual or even potential relevance of such studies for life outside of school beyond contemplation-the very idea of which (aside from its philosophical problems) is decidedly unappealing to school-age students. The direct instruction required to teach such abstractions (viz., lecture, memorization, paper and pencil homework, and tests) is likewise a liability: “Discipline problems” arise in various forms and degrees when many students resist developing personal discipline because they see the knowledge at stake, taught as a discipline for its own sake, as lacking any foreseeable consequence of actual use in life.

An often arbitrary and inconsistent synthesis of idealism, realism and neo-scholasticism is typical for all of schooling; and music curriculum is not an exception-particularly as concerns general music and other classroom instruction, such as “music theory.” For performance instruction, “the curriculum” amounts at best to “the repertory” studied for concerts, the theory being that performance automatically educates students to perceive and appreciate “aesthetic qualities” they will someday ‘appreciate’ as listeners-a “someday” that, for most, never comes. Otherwise, as we have seen, performance-based instruction is largely ignored or downplayed by aesthetics-based philosophies and rationales-especially the performance of popular, folk and other indigenous musics-and little or no concern is devoted to promoting life-long amateurism because amateurs cannot operate at appropriate aesthetic heights of mastery. Furthermore, whether in classes or ensembles, the metaphysical claims of the three traditional versions of MEAE concerning what music is and is ‘good for’ convey a picture of musical meaning that is timeless, placeless and faceless. This accounts for the abstractness and inertness of such learning, and may be a factor disinclining graduates from continuing to perform or listen to the “classics” featured by schooling once they are released from the teacher’s control.

If such problems were not enough to call the agenda of MEAE into question, there is also a realization in philosophical circles that aesthetic theory is, to begin with, “doomed either to pretentious vagueness or to an extreme poverty which makes it a poor step-sister to other main fields of philosophical enquiry” (Urmson & Rée 1989, 3). As philosopher Michael Proudfoot put it in an introductory overview of the problems of aesthetic theory:

It would be hard to think of a subject more neurotically self-doubting than aesthetics. Claims that the subject is dreary, irrelevant, muddled and misunderstood have been a persistent theme, not only of recent, that is to say, post-war writers, but from the very start of the subject. Alas, these claims have all too frequently been justified. (Proudfoot 1988, 831)

Such a befuddled and befuddling aesthetic theory hardly can serve, then, as an effective basis for the practical choices and actions called for by the needs of curriculum by music educators.

Proudfoot (1988) goes on to point out that “aesthetics has so often lagged behind other areas in philosophy” (852), in part because it has ignored the influence of Wittgenstein whose Lectures on Aesthetics begins, “The subject (Aesthetics) is very big and entirely misunderstood as far as I can see” (Wittgenstein 1966, 1). In his Philosophical Investigations Wittgenstein had taught that words have no single, essential meaning; instead, meaning is constituted in “language games” that involve how words are actually used in practice, which is always shifting and evolving, and typically circular. Thus, as he points out in his Lectures on Aesthetics, “it is not only difficult to describe what appreciation consists in, but impossible. To describe what it consists in we would have to describe the whole environment” (1966, 7). The environments of use in which music and the arts are appreciated are, Wittgenstein points out, so “enormously complicated” and varied that words referring to aesthetic ideas and criteria have negligible importance in typical circumstances (2; see also 11). “We don’t start from certain words” describing aesthetic qualities or criteria, he cautions, “but from certain occasions or activities” (3)-in other words, from music as praxis.

This need to get back to the unique requirements of active music making as they exist in particular conditions of situatedness is, in fact, a defining trait of a praxial philosophy of music and therefore of a praxial orientation to curriculum for music education. Again, as Proudfoot puts it: Recent contributions to aesthetics, then, have done little to dispel the charge of dreariness and irrelevance that has hung over the subject throughout its brief history. The familiar and the obvious are the first casualties in philosophical discussion: thus aesthetic theory often seems false to our experience of art (and sometimes the uneasy suspicion can arise that the philosopher has not forgotten [sic] the familiar, for he doesn’t know what responding first-hand to art is like). Recently, such inadequacy to our experience of art has been evident; a result, I believe, partly of aestheticians’ preoccupation with what it is to treat something ‘aesthetically’, and partly from a concentration on works of art in isolation from the circumstances in which they are actually created or appreciated. (Proudfoot 1988, 850; italics added)

This falseness or inadequacy to most people’s experience of music was mentioned earlier. We can now turn, then, to praxial theory, which instead stresses just such “circumstances in which [music is] actually created or appreciated” as primary to what music is and why it is valued and, accordingly, which rejects the misrepresentation and falsification of musical experience by various aesthetic theories as being autonomous and isolated from the important contexts of its use. Music as Praxis.

The account of music as praxis I develop here draws from the contemporary philosophies of existentialism, phenomenology and pragmatism. From the former two it gains an emphasis on the primacy of the individual and the important role provided by each person’s consciousness of inner life and experience. In practice, then, existentialism and phenomenology are more concerned with the subjectivity of lived experience than with the rational intellect or detached, speculative metaphysics. Knowledge and meaning are not received readymade; rather, they are constructed by each individual. Contrary to traditional aesthetic doctrine, the body is fully implicated because ‘mind’ and the ‘lived body’ are not separated and jointly serve as the locus of all experience (see, e.g., Dillon 1988; Blondel 1991). Self-actualization, too, is a matter of self-creative agency that both reveals one’s values and proposes them as models for others to consider. Learning, valuing and meaning, then, are all highly unique products of personal agency.

Schools that force-feed values to students and repress their individuality (despite typical lip service to individualism) are seen by these theories as outright negative in their effects. On one hand, such force-feeding prevents students from self-actualizing and thereby realizing self-created meaning in action. On the other hand, students are quickly taught that learning is something schools and teachers do to you, not something in which you participate for your own sake. Once schools and teachers (or music lessons and school ensembles) are behind students they are neither inclined nor able to learn on their own or for their own needs. In music education, they rarely have developed the musical independence to function without benefit of a teacher or conductor and thus most are unable to seek such musical fulfillment in later life (Regelski 1973, 1969).

Though progressivism is a direct reflection of pragmatic theories of education, many aspects of teaching influenced by existentialism-particularly the influences from humanistic psychology, which is a correlate of existential psychotherapy and philosophy-are similar to or overlap the descriptions given earlier of progressivism. Teachers therefore facilitate rather than dominate, and they help students explore problems rather than simply memorize and recall learning that must be force-fed because of its inertness-its inability to ‘move’ students’ interests. And a philosophy that focuses on the central importance of self-creation and re creation fits well with the agency and self-actualization involved in making and listening to music (Regelski 1973).

Pragmatism shares or overlaps many but not all existential traits, giving each point of similarity, however, its own character and adding some qualities of its own. Both, for example, share an emphasis on action, experience and Self, but existentialism understands these in terms of the free (even isolated) individual while pragmatism sees them in a socially conditioned frame of reference. Pragmatism also shares with realism a respect for tangible experience, but otherwise has little in common with classical realism. Pragmatists argue that there is simply no way of confirming the various metaphysical claims of realism (or the metaphysics of idealism and neo-scholasticism) concerning ‘ultimate’ reality, truth and beauty. All we can and do know and value, according to pragmatism, is our own experience. Thus, pragmatism involves a type of “experiential realism” (Lakoff and Johnson 1999) where knowledge is embodied; it arises from the full interaction of mind-body with the multiplicity of situations in life that we learn to deal with-formally or informally, explicitly or tacitly-and from which we evolve the flexible praxial knowledge serving our lives. Being thus actively constituted through ‘minding the body’, such knowledge is also personalized (Polanyi 1962) rather than passively received as inert, generic ‘fact’ at one time or place in life, such as in school.

Values, including those in music, are therefore relative to and personalized by individuals-that is, in terms of the range and specific conditions of the particular situations they experience-situations that are unavoidably imbued with socio-cultural ‘common sense’. Because the experience of life is not everywhere uniform, values are pluralistic (e.g., see Bowman 1991). They are, first of all, culturally relative in important ways, while nonetheless involving uniqueness contributed by individuals-their situatedness, needs, intentions, etc. (e.g., see Bauman 2000). Such values are not, on the other hand, wildly subjective or personal. Rather, they are confirmed, demonstrated, or warranted by the empirical consequences of experience. The success of such results, in turn, is governed by the ‘objective’, practical and social conditions and criteria occasioning experience in the first place (Bourdieu 1980). The pragmatic criterion holds that the worth of any ‘thing’-a method, event, action, object, praxis, etc.-is seen in the tangible and practical consequences that result from its use. Thus, ‘good results’ are a matter of how well the ‘thing’ satisfies the criteria determined by the concrete needs or other use-functions in question-including the “instrumental function exercised by a work of art” as well as its “enjoyed receptive perception” (Dewey 1980, 139, 48).

Criteria of value in art and music are also subject to the pragmatic criterion rather than taking the form of metaphysical pronouncements by aestheticians or revelations by teachers and other supposed experts. Questions concerning goodness, worth or value take two (usually interacting) dimensions. First, as Robert Dixon, a critic of aesthetic theory, puts it, “art is good which is good of its kind” (Dixon 1995, 53). Therefore, music is good relative to the type of musical praxis at stake, for example, jazz, , rap, rock, reggae, ‘concert’, or religious music, and so on. Questions of quality, therefore, are not judged along a single hierarchy of musical quality according to the standards of the ‘art music’ “classics” at the top. Rather, as Dixon also points out, the so-called ‘fine art’ of the classical Eurocentric canon “is not a quality of, but a kind of art” (Dixon 1995, 6; see also 44) and thus represents only one “highly peculiar ‘taste’ ” (57)-and certainly, at least in comparison to all musics in the world, a relatively esoteric ‘taste’-among an infinite diversity of musics and musical qualities.

Secondly, as I have argued elsewhere, music is good in relation to what it is ‘good for’ (Regelski 1998c, 1998a, 1996a). Thus, the goodness or value (i.e., ‘appreciation’) of any music is in part-but importantly-determined by the particular use at stake; which is to say, in relation to the social praxis that occasions its use in the first place! To understand this second condition more fully it is instructive to turn briefly to the root meaning of the term pragmatism in the Greek idea of praxis (for full details, see Regelski 1998c).

In his writings on ethics and politics, Aristotle distinguished between three types of knowledge: theoria, techne and praxis. Theoria involved knowledge that was developed and rationally contemplated for its own sake as the “good life.” Today, this is the kind of knowledge involved in so-called ‘pure’ or ‘fundamental research’ in the various sciences and humanistic disciplines. In general, then, theoria describes perfectly well much of the rationalist and discipline-based agenda for schooling advanced by idealists, realists and neo-scholastics that, as we have seen, students experience as “merely academic.” More to point of music, it also describes the kinds of meanings and values advanced by the aesthetic theories of those three schools of philosophy that support the aesthetic orthodoxy of MEAE. For all three, music is rationally contemplated in metaphysical terms for its own sake and a sharp distinction is made between a ‘disinterested’ aesthetic attitude and the sociality or usefulness of music as praxis. Techne, for Aristotle, referred to the kind of skill used to produce taken-for-granted results in predictable ways; it was concerned with what the Greeks called poeisis, the ‘making’ of products or ‘things’. As such, even today, it involves technical competence learned mainly through apprenticeship and ‘hands-on’ doing. Pragmatists sometimes refer to knowledge used to bring about certain results as instrumental knowledge. But techne has two further qualifications that distinguish it from praxis, which has its own ‘instrumental’ usefulness.

First, for techne, the nature of the technique and craft in question is largely impersonal; there is little contribution to the existential Self of the craftsperson whose results, then, are not unlike those of another equally competent individual-for example, the work of two competent carpenters or plumbers. Secondly, any mistakes, poor work, or negative results are simply discarded; one simply begins again with no harm done besides the time wasted. Thus, the carpenter, for example, discards a mistake and simply starts over without acquiring any new knowledge.

Praxis, however, is a much more complex and consequential act of ‘doing’ rather than of ‘making’. To begin with, it is importantly governed by phronesis, an ethical dimension that focuses on the prudence-the care-fullness [sic] of action-needed to bring about ‘right’ or ‘good’ results for particular human needs. The ethical dimension of praxis, then, is a commitment to serving the always different and therefore unique needs of people, not simply to produce ‘things’ or invariant or taken for granted results. ‘Things’ may well be involved, for example the house designed by an architect; but praxis requires that such results-including non-‘things’ such as musical results or elimination of pain-clearly serve the needs of the personal or social situations involved.

Secondly, both the ‘doing’ of praxis and the knowledge that results for the practitioner are extremely personal and amount to a personal style-or “feel” for the praxis (Bourdieu 1990, 66-67)-that is defining of Self in important ways. In music this personal meaning goes beyond the mere expertise of technique (techne) to the heights of artistry and is also the basis of the “love” that is at the root of amateurism (i.e., the Latin root amat). Furthermore, the satisfactions involved in such ‘doings’, such as making music, are not just personal; in praxis they are self-actualizing in the sense associated with existentialism as well as with Csikszentmihalyi’s idea of “flow” (Csikszentmihalyi 1990; see, too, Elliott’s 1994 musical application of this concept). Thus, the Self is rewarded and defined in key and unique ways by the nature and fullness of the engagement with or in praxis.

The ‘doings’ of poor praxis cannot simply be thrown away, ignored or un-done the way the failed ‘makings’ of techne can. Because mistakes of praxis involve people, any failures become part of the new situation, the new problem faced by the practitioner. A doctor’s misdiagnosis or the teacher’s failed lesson therefore become factors that have certain inescapable human consequences that must be contended with if the corrected ‘doing’ is to reach the intended ‘right results’. As a result of the inevitable differences between always heterogeneous past experiences, such adaptively corrective actions result over time in ever-new praxial knowledge for the practitioners’ future use in contending with the equally heterogeneous needs of individuals and particular situations in the present and future. In this, such knowledge can be compared to the ‘feel’ for a game that is developed on the basis of, and applied to ever-changing conditions (Bourdieu 1990, 66-68; 80-82; 104-05).

Praxis usually depends on technical kinds of instrumental knowledge (from commonplace to ‘trained’) and also typically engages ‘applied’ forms of theoretical knowledge where knowledge is no longer contemplated for its own sake but guides practical purposes-such as the biosciences serving medical professionals. Praxis, then, typically involves a functional synthesis of all three types of knowledge, though the emphasis is always on the unique demands of the human needs at stake that provide the criteria of ‘rightness’. Theoria and techne are thus not undertaken for their own sake but according to the situated needs for ‘right results’ that occasion praxis in the first place. As regards music, then, praxial thinking, in line with pragmatism generally, rejects metaphysical accounts of aesthetic ‘essences’ (whether of the idealist, realist or neo-scholastic kind) and similar metaphysical claims treating questions of beauty, meaning and value in music in absolute terms as eternal and universal. In particular, the idea that musical ‘works’ are autonomous is vigorously denied. The distinction aesthetic philosophers make between autonomous and stable ‘intrinsic’ qualities, meanings and values as opposed to ‘extrinsic’ qualities, meanings, values, uses and conditions is simply not made and is actively disputed. In the praxial view (and the view, generally, of ethnomusicology and sociological theories of music-see, e.g., Martin 1995, Shepherd and Wicke 1997; DeNora 2000;), musical meaning does not inhere ‘in’ the sounds, nor can it be analyzed ‘in’ or from a score. What music is and means always entails significant interaction with the socio-cultural conditions governing the sounds and the situated social praxes in which it is embedded and which, in part, it helps shape (e.g., see Small 1998).

Human sociality is a matter of relatedness and sharing through institutions, paradigms and social ‘constructions’ and practices of various kinds. Music, too, is inherently social because it invokes, evokes and totally engages such human relationships (Shepherd 1991, and Shepherd and Wicke 1997). Culture, however, is not simply a monolithic blob ‘out there’ that influences music in a single direction; culture itself is a process or type of praxis (Bauman 1999). Therefore, music engenders and conditions sociality at the same time that it is a product of sociality. Thus viewed, music is a consequence of the interaction between people and sounds socially recognized (i.e., labeled or signified as) “music.” Musical meaning, then, is not ‘in’ the sounds or their relationships but is realized through the interaction of such sounds with the socio cultural contexts, uses and other governing particulars of situatedness (DiNora 2000). The social dimension of music-its various use- and status-functions-is importantly determining of music’s meaning and music is importantly determining of sociality. In this reciprocal relationship, music’s semiotic function is somewhat parallel to spoken language.

First of all, in neither music nor language do sounds inherently signify immanent or fixed meanings. There is nothing about the sound of the word “pain” that is homologous with the experience of pain. Similarly, the psychological language of emotion, feelings, affects and moods is not homologous with the music in connection with which it is often used (Hanfling 1991). Meanings associated with the sounds of music, like the sounds of words, depend on a variety of social and cultural ‘structures’; they are ultimately governed by the way and the situations in which they are used and therefore evolve over time. Following Wittgenstein’s analysis of language, then, musical meaning also arises from situated conditions of use-where “situated” involves not just the physical context but the intentions (needs or goals) occasioning the praxis. For instance, a Bach chorale as worship affords significantly different meaning and value than that same score performed on the secular concert stage. In fact, in the same manner, a secular love song used in a wedding ceremony offers a religious and ceremonial meaning, and ‘gospel song’ easily became ‘soul music’ when the words were secularized. So, too, in 1999 the Vatican sanctioned the use of hula music and dance for the Catholic liturgy in Hawaii.

Just as the meanings of words and expressions evolve and change according to usage chronicled in good etymological dictionaries, so too do the meanings ‘afforded’ (DeNora 2000, 38-41) by music respond to ever-new ‘sensibilities’ and interpretations, new and highly personal life situations and experiences, even new technology. And this is even (or especially) true in conjunction with the standard repertory; for example; performing Bach on the modern grand piano or marimba, or in choral jazz arrangements. And, of course, the existence of recordings has totally changed how and why people listen. As musicologists know, in the early 19th century, audiences wanted to hear new music. The “form” of a piece thus played an important role in simply organizing aural perception of listeners hearing the music for the first time. Now that listeners are intimately familiar with the ‘notes’ (and “form” is totally predictable), they go to concerts (or collect recordings) to savor the differences between performances-an intention that did not occur to audiences hearing such works in their own age.

Musical sociality in general and the situatedness of present praxis in particular jointly condition a range of possible meanings without providing the kind of uniform or ‘built in’ meaning implied by the aesthetic orthodoxy. However, not just any meaning can be invested in musical sounds. Sounds and their embodiment in perception have certain material conditions; and the range of meanings that arise from the sociality of music mitigates any silly relativism where anything or everything is possible (Bowman 1996). The range of possible states of human awareness and thus of meanings afforded by music is flexible, then, but not infinite (Shepherd 2002). “Raw” sound intended, evoked or invoked as a particular or general kind of social praxis becomes “musical” sound (i.e., “music”) in terms of the governing conditions and criteria of the praxis and its social conditions-its habitus (Bourdieu 1990), its Background (Searle 1998,1995)). The difference between sound and “music” is thus ontologically subjective; it is an observer relative function or status added to sounds (i.e., it is an “observer dependent” or social reality, not an “observer independent” or physical reality; Searle 1998, 116-117). Sound becomes “music,” then, in terms of certain observer relative features or qualities afforded by or accorded to it in terms of the personal or social practices that such sound serves, that it is ‘good for’.

In sum, sound understood to be “music” is a socially constructed reality that presumes observer relative and culturally situated values and practices. In this respect, musical value and meaning do not reside ‘in’ the physical features of constellations of sound but are a status function accorded to such configurations according to certain potentials such sounds are understood to be ‘good for’ (on “status functions,” see Searle 1998, 152). The sounds themselves, to use an expression coined by ethologist Ellen Dissanayake, “make special” (Dissanayake 1992, 1990) and therefore contribute special meaning to praxis at the same time that they, in turn, are made special (i.e., into the status-function of “music”) by the praxis. The relationship is thereby totally reciprocal and holistic; no distinction between internal-external, intrinsic-extrinsic, inherent-delineated meanings and values can ever be warranted. Aesthetic accounts-even quasi-aesthetic accounts of the “classics” of genres such as jazz or rock-rely solely on the first term of such dichotomies to the exclusion or denigration of the second quality. Thus, they fail to account fully for and falsify the down-to-earth authenticity and value of all kinds of musical experience.

Praxial theories instead stress all manner of musical ‘doings’ that bring about ‘right results’ in connection with situated use-functions. Unlike aesthetic philosophies, praxial theory avoids the “antifunctionalist prejudice” of the kind of analysis that “refuses to take account of the practical function that symbolic systems perform (Bourdieu 1990, 295), and thus accounts pragmatically for all music, however rare or ubiquitous. First of all, in accordance with the two-fold account of pragmatic value explained earlier, the very existence of an unlimited variety of kinds, types, styles and genres of music is in itself compelling evidence that music is unavoidably as varied as humans and human sociality (Martin 1955, 25-74). It is useful to recall in this connection that the so-called ‘art music’ of the “classical” Eurocentric canon is but one in this vast array of types that arise in such multiplicity precisely because of the different conditions that bring forth different musics. Eurocentric ‘art music’ is not the paragon of quality to which all music should be compared; it exhibits, rather, only its own kind of qualia. Furthermore, I have argued elsewhere that traditional aesthetic theory is historically situated in such a way as to be largely irrelevant to modern musical life; and that aesthetic theory was, even in its own day, a flawed philosophy that largely served (and still serves) the ideological interests of the upper-middle class and its attempts to be ‘classy’ in its conspicuous demonstration of ‘good’ or ‘refined’ taste (e.g., Regelski 1996b; Martin 1995; Bourdieu 1984). One direct and unfortunate consequence of the influence of the aesthetic orthodoxy has been the ‘professionalizing’ of performance and, hence, the dramatic decline in amateur and recreational music making of all kinds that it occasioned (Regelski 1998a). Secondly, a praxial account of music points to the fact all the various kinds, types and genres of music, are ‘good for’ an unimaginable diversity of ‘good results’. All kinds of practical (praxial) uses of music, then, fall under the umbrella of praxial theory. What singer Ani DiFranco describes as “the indigenous, unhomogenized, uncalculated sound of a culture becoming itself in the streets, bars, gyms, churches and back porches of the real world” (DiFranco, quoted in Farley 1999)-in other words, the overwhelming preponderance of music in the world-is music clearly made for a bewildering variety of life uses (DeNora 2000). But, in this connection, the autonomy claimed by aesthetic theory and the psychological ‘distance’ required of aesthetic experience denies or deprecates the value of such music; or it attempts to tear such music from its natural and necessary context in order to exhibit it for contemplation alone-as though it was or could become, by such evisceration, purely or essentially aesthetic despite its origins in situated sociality. Such attempts by aesthetic theorists to apply aesthetic criteria to, for example, indigenous and ethnic musics of various kinds result, then, in a colonialism and exploitation by Eurocentric aesthetic theory (and its ethnocentric ‘high culture’) that misappropriates and misrepresents the music in question and devalues the kinds of authentic musical meanings engaged in situ by its creators.

In sum, praxial theory accounts for literally all kinds and uses of music; it finds musical value not in disembodied, metaphysical hypotheses concerning aesthetic meaning but in the constitutive sociality of music and the functional importance of music for the social ‘structures’ (or processes) that govern social and thus individual consciousness. It addresses ‘concert music’ (of all kinds) that is presented for ‘just listening’ as equally imbued with sociality (e.g., see Small 1998) and as a discrete praxis of its own that is no more or less important than other kinds of musical ‘doing’. But praxial theory redresses the imbalance the aesthetic orthodoxy has promulgated on behalf of listening, and reasserts the importance of musical agency through various kinds of performance.

Furthermore, in regard to ‘just listening’ in concert situations or at home, praxial theory accounts for and points to the value of listening to all kinds of music in terms of the “good time” thus created. In general, whether via listening or performing, music “makes special” time in a way that creates “good time”-time that is experienced as “worthwhile” in relation to both its sociality and its individuating benefits and other meanings, benefits and uses (Regelski 1996a). Therefore, as opposed to time we ‘kill’, simply ‘pass’, ‘waste’, or ‘spend’ at other pursuits (such as work), the “good time” resulting from musical praxis engages a variety of socially constituted meanings in which the individual participates in a way that is nonetheless self-actualizing and self-enhancing and that goes well beyond clichés of “good time” as merely “fun” or “amusing” (concerning metaphors of time as a ‘resource’, see Lakoff and Johnson 1999, 161-66).

In particular, then, such a praxial account of music and musical value provides support for all kinds of amateur and recreational uses of music (Regelski 1998a)-uses that in no stretch of the imagination are accounted for as aesthetically valid or valuable by the aesthetic orthodoxy at the root of MEAE. Whether such amateurism uses entail playing jazz at competent (but non-professional) levels of expertise, the skill of country fiddlers and banjo pickers, garage bands of aspiring rock musicians, or folk guitarists and lay or naïve music making of all kinds, such as community ensembles, church choirs, Christmas caroling and the like, each praxis has a place and personal, social and thus musical value in the praxial account. Furthermore, listening embraces not only ‘concert music’; it expands to include the kind of listening where music is fully integrated in such social practices as religion, weddings, parties, ceremonies, and the like. In these cases, music does not just ‘accompany’ the occasion; it is intrinsic to and defining of the very nature and value-structure of the praxis for those taking part (DeNora 2000; Dissanayake 1992, 1990).

In the praxial view, then, music is of and for the down-to-earth conditions and values of everyday life; a life well lived in terms of the “good time” thus created. It is not above life in some intellectually or cerebrally abstract, disembodied, otherworldly aesthetic realm of metaphysical ideals, profound expressions or high-minded understandings that exist for their own sake and are available only to ‘cultivated’ connoisseurs. Nor is it a matter of the ‘high culture’ by which the elite few define themselves as ‘cultivated’ in comparison to the ‘uncultivated’ masses. Rather, in the praxial account, music’s meaning and value-the meaning of any and all music-is for and as personal agency and sociality. Consequently, music is altogether more engaged with everyday people and everyday personal and social life (DeNora 2000) than is approved or sanctified by the ‘music appreciation’ assumptions of aesthetic orthodoxy and, thus, by music education pursued as aesthetic education. As such, praxial theory is also more down-to-earth as a foundation for the pragmatic decisions guiding curriculum for music education.

Curriculum for and as praxis

Aside from the philosophical problems already pointed out, MEAE has distinct practical liabilities in connection with schooling. To begin with, aesthetic meanings and values are so intangibly metaphysical as to present considerable practical problems for the planning and delivery of instruction. Since the controlling variables are various kinds of abstractions, instruction tends to be of and about abstractions. Thus, for example, concepts tend to be taught as cognitive abstractions (as terms, labels, definitions, etc.) rather as cognitive skills and action habits for praxis.

Secondly, by definition aesthetic experience is not directly observable. Accordingly, whether students are ‘having’ such experiences-or whether such experiences are ‘appreciated’, improved or heightened-as a result of instruction cannot be observed directly and thus cannot be evaluated. The assumption is made that simply performing or hearing ‘good music’ automatically results in aesthetic experience and that this experience is self-sufficiently an aesthetic education! Among other problems, the ineffability of aesthetic experience and, thus, the intangibility of the results of aesthetic education puts music teachers constantly in the position of having to defend or ‘advocate’ the value of music education for life and society.

Finally, it is abundantly clear to most teachers that it is the ‘doing’ of music that is the prime attraction of musical study for most learners involved in performing. And for adolescents in general music classrooms, music listening serves a range of important use-functions in personal and social life that at least parallels and often goes well beyond typical adult uses of music. For example, DeNora (2000, 47) cites and comments on recent psychological research concerning everyday uses of music listening by 500 subjects in Britain:

In a preliminary analysis of the replies (Sloboda forthcoming ), respondents reported using music in relation to six thematic categories: memory, spiritual matters, sensorial matters (for pleasure, for example), mood change, mood enhancement and activities (including things such as exercise, bathing, working, eating, socializing, engaging in intimate activity, reading, sleeping).

This research points clearly to the ways in which music is appropriated by individuals as a resource for the ongoing constitution of themselves and their social psychological, physiological and emotional states. As such it points the way to a more overtly sociological focus on individuals’ self-regulatory strategies and socio-cultural practices for the construction and maintenance of mood, memory and identity.

Music is thus not just an ‘accompaniment’ to personal and social practices understood as autonomous; rather, self-consciousness and sociality are determined in key ways by the role and use of music. Attempts by well-meaning teachers to ‘convert’ students to the criteria and conditions of aesthetic experience thus typically fall on ‘deaf ears’, whether in classes or ensembles. In the former, the closer students are to adolescence and thus to using music as an ingredient in everyday personal life and self-identity, the more they resist such imposed values. In ensembles, attempts at such aesthetic ‘conversion’ are all but totally lost in the sociality of music making -a sociality that seldom extends beyond the school years because the ability or desire to be musically active on their own has not been nurtured in school. Rather, the praxis of “school music” is limited to the school years.

Praxial theories of music education are rooted in the ‘doing’ of music-including composition and listening as actions that constitute “the music.” Hence, planning, instructing and evaluating are all benefited by abundantly observable results. A curriculum rooted in and for praxis (for details, see Regelski 1998b) most profitably begins with a written curriculum guide-a formal document that serves music teachers as a blueprint serves carpenters. In the case of teaching, however, the teacher (or cooperating group of teachers) is both architect and builder. The curriculum guide originates in the goal of describing the general kind(s) of ‘real life’ musical praxis that instruction intends to initiate or improve.

These ‘real-life’ kinds and uses of music are approached as praxial ideals-not in the “idealistic” sense of being fanciful, impractical, illusory, or Utopian, but ideal in the sense that there no single instance nor any ultimate state of perfection that could ever be reached. In this regard, a “good marriage” is a praxial ideal. Praxial ideals for teaching are also directly comparable to the regulative ideals of professions: they guide the praxis in question toward certain desirable but un-detailed praxial ends that, given the diversity of persons served, can take no single or ultimate form and can always take improved or other form-e.g., the ideal of “good health” serving medical professions.

Each ideal is accompanied by a description of the basic musicianship knowledge and skills necessary for students to be able to take part in the praxis in question independently of the teacher. Such descriptions are conceived and expressed in holistic terms and rely on the teacher’s own praxially developed musicianship. Hence, they are not so detailed as to become atomistic or detached, thereby losing sight of the final functionality and holism of the envisaged praxis. They are, however, stipulated in action terms as ‘doings’, not as abstract ‘knowings’ or ‘understandings’. Finally, a praxis-based curriculum recognizes the potential for harm of teaching useful knowledge and skill by means that ‘turn-off’ students, and the importance, instead, of inspiring students with the benefits and joys of the ‘play’ of music. Thus, each praxial ideal is qualified in terms of the affective and “good time” conditions and values instruction needs to model and nurture if students are to want to and eventually choose to continue to be involved in the musical praxis in question outside of and after graduation from school.

In essence, a praxis-based curriculum organizes and delivers instruction according to an apprenticeship model; that is, the praxial ideals in question are approached in the manner of a practicum (for more on this, see Elliott 1994)-the holistic immersion of students in the types of ‘doing’ central to the musical praxes in question. Instead of a “spiral curriculum” that revisits autonomous concepts at ever-higher levels of abstraction, the spiral of a praxis-based curriculum constantly presents ever-more realistic examples and practical challenges of the ultimate praxial functions intended. In other words, skills develop according to the progression of technical and musical demands as instruction gradually becomes ever more ‘real life’ in the kinds and conditions of musical praxis addressed. In this manner, it is insured that the knowledge and skills addressed by instruction are actually useful-a factor contributing not only to the efficiency of instruction but to evaluating the effectiveness of learning, as well. And, a considerable consequence of this praxial approach is the fact that, at each level, the joys, interests and benefits of the praxis in question are experienced holistically-regardless of present skills-and thus modeled for the future. At the same time, different kinds or ever-new levels or alternatives for praxis typically become evident and often tempt students in new directions or to new types or degrees of skill.

Furthermore, even though failing to reach “professional” expertise, the praxially gained insights of dedicated and competent amateurs lead to greater interest and critical intelligence as listeners. Amateurs favor listening to the music in which they are engaged (or at least to music for that instrument), and thus listen with critical insight informed by their own praxis. This kind of connoisseurship arises from praxial knowledge that results only from being an aficionado who is critically informed by praxis; it does not, as is the case with MEAE or DBME, develop dilettantism in lieu of such engagement.

On the other hand, what I call ‘just listening’-i.e., ‘concert listening’, or listening with full attention to recordings, as opposed to the everyday listening categories described earlier-is its own praxis! It has its own cognitive, perceptual conditions, criteria and ‘goods’-though not the ‘contemplation’ or ‘appreciation’ of ‘aesthetic meanings’-and therefore profits from its own apprenticeship, one that stresses, in particular, “music’s interpretive flexibility” (DeNora 2000, 43) and its sociality. This means, on one hand, that that ‘just listening’ ought to be one of the key praxial ideals in curriculums for performance instruction and therefore deserves a dedicated and direct apprenticeship of its own-i.e., ‘practice’ in the praxis of ‘just listening’ on the part of students studying performance.

Classroom music instruction likewise profits from its own practicum in ‘just listening’. But this practicum needs to include performing and compositional praxes of various kinds and levels that actively inform listening in the same way that performance experience influences the critical listening of amateurs. And instead of having ‘just listening’ as the sole intended consequence of the general music curriculum (as is typically the case with the focus of MEAE on learning to ‘appreciate’ aesthetic meanings), a praxial approach to general music class also focuses on developing an interest in and on nurturing beginning-level skills of performing and creating music as potential recreational practices for later life.

The sine qua non in general music class as elsewhere in this praxial approach to curriculum is a pragmatic concern with the kinds of holistic, ‘real-life’ musical praxis students can do at all or better as a result of instruction. Music education, then, becomes a value added to a value. The original value in question is the socially created reality called “music” and the forms and nature of musical praxis already extant in society when a student enters school; the “value added” is the new or improved musical agency instruction builds on this base for the individual and, hence, that it contributes to the enhanced musical vitality of the society.

Conclusion

Given the importance in every society of the “social ‘powers’ of music and its role “as a resource in daily life” (DeNora 2000, 151), a praxial account of music most fully reflects the central and pervasive role of music in human life. Similarly, then, a praxially-based curriculum provides the pragmatic benefits of music for everyday life pointed to by praxial philosophy. All kinds and degrees of musical praxis are thus validated and music teaching itself approaches a professional praxis (Regelski 2002) that is properly and fully committed to inclusiveness of musical meanings and values, not to the kinds of exclusivity promoted by aesthetic orthodoxy. Music education predicated on the value and importance of music as praxis, then, has the effect of including rather than excluding students, so that music studied in school is understood as music for us, for our lives, for the “good time” of a life well lived. Approached in this way music and music education have much more to contribute than has been realized by the traditional ‘music appreciation’, structure-of-the-discipline curriculum and hence holds forth the promise of being recognized as far more central to life and schooling than has heretofore been the case.

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What if there were no such thing as the aesthetic?

What if there were no such thing as the aesthetic? I want to ask this question seriously. My aim is simple but immoderate. It is to leave nothing undone that can contribute to the discrediting of the category of the aesthetic and the aesthetic discourse that sustains and is sustained by it. Nothing worth the having is to be hoped for from the aesthetic.

I want in particular to do three things. First of all, I want to show how regularly unsuccessful attempts are to define the nature of art or of the aesthetic. I want to convince you, though without too much fuss, that attempts to specify what art and the aesthetic are and do turn out to be insufficiently exhaustive or insufficiently exclusive. That is, they all fail to include important forms of activity and effect that bear upon the experience of art, or fail to exclude forms of experience and effect that belong to nonaesthetic experiences.

Secondly, I want to consider some apparently more sceptical, and less essentialist accounts of how the aesthetic is defined, and the consequences of these definitions: institutional and functionalist theories of art, the principal names being Arthur Danto, George Dickie, Pierre Bourdieu and Terry Eagleton. Here, I will consider a special use of institutional arguments to rescue art and the aesthetic as a category in the work of Lyotard. The gloomy advance news is that these accounts turn out to depend on or troublingly to revert to attitudes towards the aesthetic that are just as reified and essentialist as those of serious aesthetic theorists.

Thirdly, having established, I hope, that there is indeed no such thing as the aesthetic, and that it does us no good at all to carry on allowing ourselves or other people to suppose there is, I will wonder what the consequences might be, for thinking about contemporary art and questions of contemporary aesthetics. My conclusions will be deflatingly cautious. I will also risk some generalisations about some more general gains to be had from the withering away of aesthetic discourse. Here I may see more grounds for being of good cheer.

The reach of the aesthetic

To what kinds of things do we typically refer when we speak of the aesthetic? I think they can be divided into three, or at a pinch four. We typically refer to aesthetic feelings; to aesthetic qualities; and to aesthetic objects and processes (for all the hoo-hah that there has been about the move away from the aesthetic object, it seems that nearly all the things that could be done and said with aesthetic objects can be done and said in much the same ways with aesthetic processes, however abstract, virtual or immaterial they may be). The difficulty in being sure about what kind of thing we are actually talking about when we are talking about the aesthetic is not the least of the problems attaching to the term.

Here might the place to respond to an objection mounted by John Armstrong when he heard a version of this paper as part of the Formation of Contemporary Aesthetics seminar he mounted for the School of Advanced Study in the University of London. John objected to my continual running together of the aesthetic as a particular mode of judgement, as first substantially defined by Kant in his third Critique, with discourses about the essential source or nature or effect of the work of art. It is indeed a surprise for anyone who has heard so much about Kantian aesthetics in the interpretation of works of art to go to the Critique of Judgement and find that there is so little there that has to do essentially with art, or indeed, any other recognisably human activity. Kant knows too well, in fact, how crippling such an association would be for his whole argument. His argument is not psychological but transcendental, in that he aims, not to characterise a particular faculty but rather to specify the conditions which would have to be met for it to exist. Aesthetic judgement would have to be that kind of judgement in which no considerations of the significance or purpose or interest of the object under judgement operated, and therefore in which the action of judging encountered itself directly, prior as it were to any kind of contingent circumstance. Kant is, in my view completely unanswerable in this phase of his argument, partly because he is working within so austerely tautological a structure. If the kind of absolutely disinterested judgement that Kant thinks there might be were actually to be possible, then it really would have to be governed by the extraordinary restrictions Kant imposes on its operations. Furthermore, if such a form of judgement were to turn out to be possible, then it would indeed be able to claim universal validity.

John Armstrong’s point is that all of this has nothing necessarily to do with judgements relating to works of art. And this is not just an accident: it is necessary, not to say vital, to Kant’s purpose that there should be no necessary relationship between aesthetic judgement and the judgement of a particular class of object, since if there were such a necessary relationship, then the action of aesthetic judgement would not be encountering itself alone, but would be being refracted by some alien element. It is part of the meaning of aesthetic judgement that it should have nothing essential to do with art and should be absolutely imperturbable by considerations having to do with art. And this means that John Armstrong is quite right to suggest that I was failing to acknowledge the aesthetic on its own terms in bringing forward the evidence about the functions and understanding of art that I do. The idea of ‘the aesthetic’, meaning Kantian aesthetic judgement, could never be significantly molested by the evidence of art or the ways in which the discourse of art functions, any more than it could be reinforced by them, since the constitutive irrelevance of such considerations is a necessary part of the coherence of the concept of aesthetic judgement.

I have two replies to this, depending on whether or not one accepts not only a) that the aesthetic would have to be what it is said to be to exist (I don’t think anyone can not accept this) but also b) that, bearing all this in mind, that it actually does exist. The first is to say that, since this kind of judgement would have no relevance or interest or bearing on anything else at all, least of all on questions to do with art, truth, value, feeling, or any of the other things to which it is taken to have relevance, then it and those devoted to its characterisation could safely be left to their own, fastidiously fine and private devices. If I am to be told that I must accept the existence of ‘the aesthetic’ on its own (Kantian) terms, then I am indeed prepared to allow its existence on those very terms – which are that ‘the aesthetic’ may exist but can have no relevance to anything else but itself. Indeed, I will insist on those terms. What this means, more bargingly put, is that if aestheticians agreed to stay indoors, and keep rigorously out of the way of the rest of us, as the definition of aesthetic judgement seems to me to require them to do, then there is no reason for me to hunt them down or seek their extermination, though plenty of reasons to decline invitations to go round to their place.

But there is another reply possible, which would prise apart the conditions a) and b) specified above. My view in fact is that, given a), b) is not possible, Given the conditions that would have to be met by the thing Kant calls ‘aesthetic judgement’, there could not ever be such a thing. To borrow the elegant and, as it seems to me, decisive formulation of Barbara Herrnstein Smith:

The kinds of purity that Kant’s logic posits as necessary for objective judgements of taste do not, however, appear possible at all, at least not for sublunary creatures…Contrary to the key requirements of Kant’s analysis…our interactions with our environments are always and inevitably multiply contingent and highly individuated for each subject: our “sensations” and “perceptions” of “forms” or of anything else are inseparable from – or, as it might be said, thoroughly contaminated by – exactly who we are, where we are, and all that has already happened to us, and there is therefore nothing in any aspect of our experience of anything that could ever be, in the required sense, pure. (ref)

Kant only makes one significant mistake in the ‘Analytic of Beauty’; it is that, having established with such exemplary and unflinching thoroughness the necessary conditions for aesthetic judgement to exist, he then declares, in one of the most daring and amazing feats of magical fiat to be found in all philosophy, that all the things that he has shown would have to be, must in fact be. I would prefer to take Kant’s arguments much more seriously than he does himself. Nobody shows more decisively than Kant himself that the conditions required for ‘the aesthetic’ to exist, cannot be met.

Now, as it happens, the kind of aesthetic judgement specified by Kant has become inextricably tangled up for us with arguments about the nature of art. In showing that these considerations inevitably compromise the definition of ‘the aesthetic’, I am not, I think, denying Kant’s logic, but confirming it. The aesthetic cannot exist, because any and every exemplification of its operations (whether in relation to art or anything else) fatally compromises its claim to existence. The instant you take the aesthetic seriously, which is to say, consider it as something that could appear in the life of any mortal creature whatsoever, you have to give it up as a bad job.

So my response to John Armstrong is to say: you either accept that the aesthetic as defined by Kant has something to do with ideas about art, in which case it cannot exist in the way Kant says it does, or you maintain, following Kant more rigorously, that ‘the aesthetic’ has nothing to do with art, because it has nothing to do with anything, which either makes it trivial or, again, compromises the claims for its existence.

It once seemed important to be able to characterise a distinct class of feelings or responses that might be called aesthetic emotions. The consensus for a long while was that an aesthetic feeling was a curiously disinterested kind of feeling, a feeling characterised only by its dissimilarity from any of the more familiar states of feeling, all of which are to be thought of as interested in some way or another, or orientated towards the achievement of some kind of gratification or yield. Where other states of feeling installed one in one’s world – the world of human needs, desires and interests – aesthetic feeling was supposed to separate one from that whole realm of passions, beliefs, commitments.

It is more common in the history of aesthetic thought however to fuse such reflections with reflections on the kinds of object most commonly believed to stimulate aesthetic emotion. Those objects do not have to be artistic or made objects, but they do seem to have to exhibit certain aesthetic qualities, the most important of which has at certain times been said to be beauty, which has sometimes been defined instrumentally, by reference to its capacity to provoke aesthetic feeling, and therefore tautologically, and sometimes by reference to certain particularised values – especially unity, balance, the cooperation of parts and the whole, and so on. The arbitrariness of this criterion is disclosed from the work of Nietzsche onwards, which begins to persuade many people that qualities of energy and intensity are much more interesting and valuable than qualities of marmoreal repose (the Dionysian over the Apollonian). A certain strain of dominant, but uninspected postmodernist aesthetics has tried hard to sweep away beauty and form in favour of the values of ugliness, deformity, or melancholy dissolution in various sorts of process, event or action. Until the Nietzschean revelation of the delights of the ‘spare, counter, strange’, it seemed unthinkable that anyone could base a theory of the aesthetic rather than just a slightly perverse preference on the claims of the unformed or deformed. One might therefore see this as a postmodernist assault upon the aesthetic as such, were it not for the fact that what postmodernism deploys against the Kantian aesthetics of modernism is another version of aesthetics, the Nietzschean. However, once this view started seriously to be held, it proved extremely difficult to reconcile with the former view, and extremely difficult to know how to mount absolute claims for either criterion. Some works looked beautiful and calm, others were pleasantly tumultuous, neither seemed any more to point to a satisfactory definition of their shared aesthetic nature.

There are, of course, many other candidates for the definition of what art essentially is and does. I will briefly mention some of them.

‘Art takes us out of ourselves’

‘Art…affords us pure delight in the independent existence of what is excellent.’ (ref)

‘What we do when our experience is aesthetic retains a common element. We attend to intrinsic features in the belief that this attention will be rewarded by delight. Thus, delight in what resides intrinsically in something is a mark of the aesthetic generally.’ (ref)

‘The paradox of art ‘after the sublime’ is that it turns towards a thing which does not turn towards the mind, that it wants a thing, or has it in for a thing, which wants nothing of it.’ (ref)

Art may often do things like this, and creatures like the kind we currently take ourselves to be, may well sometimes find them satisfactory and desirable – though not, I would contend, under all circumstances. For example, there might be certain conditions of depleted selfhood, one might imagine, in which the self may not appear to be such an intolerable burden that to be relieved of its weight is an indisputable good. It is certain that there have been times and places where this value has not had the same force as it seems to for us. Thus, it is no good to base a definition of the aesthetic as such on such a criterion. (Quite apart from the fact that there are plenty of experiences of art which don’t seem to meet these conditions, and plenty of non-aesthetic experiences which do. The response here is usually to suggest that in the first case, we are dealing with art that is not really art, and in the second with a form of life that secretly is.)

‘All art is quite useless’

One of the more surprisingly successful definitions of art and the aesthetic to come out of the Kantian tradition is the claim that the aesthetic is that which is useless, and non-instrumental. This makes the aesthetic marginal, so the argument goes, in a grimly instrumentalist world. If the aesthetic is that which is marginal, that which is ignored, left over or set aside as surplus, does that in itself give it value, meaning and power? The irrelevance or marginality of art has often been associated with its autonomy, and its power therefore to stand out against dominant values. This, of course, is the Adorno option, out of Walter Pater and Oscar Wilde. All art is quite useless, but in a grimly instrumentalist world, this is quite useful. Here is a representative recent sample of this Adornian strain of argument:

The experience of aesthetic negativity is sovereign – not because it is a compatible dimension “in interplay,” interacting with nonaesthetic practices and discourses – but because it is a disruptive crisis…this insight opens one’s view to those contents of the autonomous experience of aesthetic negativity which are sovereign vis-à-vis the nonaesthetic dimensions of reason because they cannot be recognized without being reduced. Aesthetic negativity, taken seriously in its sovereign enactment is in no relationship of interplay with nonaesthetic reason but is instead in a relationship of interminable crisis. (ref)

Marxist aestheticians have a tradition first of all of hugely overestimating the marginality of art in modernity and secondly of identifying that marginality with potency. In fact, art may not now have the same status as the Catholic Church in medieval Europe, but then it never has had. It is far from being considered irrelevant; but, even if it were, this would not make it autonomous. The assumption in this quotation is that art is wholly separate from the world of instrumental reason and calculations of needs, purposes and utility; but that separation is then turned into a significant kind of relation to that world. But irrelevance is not necessarily a relation, let alone a negation. That which is unrecognisable by or irrelevant to a system is not going to throw the system into crisis or threaten it until it has contaminated the system to a degree sufficient to threaten its functioning. It’s not going to threaten the system by remaining outside it and whispering ‘crisis, crisis…’

‘Art is special’

The most emphatic argument I know along these lines is put forward by Ellen Dessanayake in her What Is Art For? (Seattle: University of Washington Press, 1988) and Homo Aestheticus: Where Art Comes From and Why (New York and Toronto: Free Press, 1992). Dessanayake argues that suggests that the urge to set things apart from the ordinary run of experience was so compelling in human history, that humans developed a series of autonomous processes for bringing about the sense of the special, and that this is the origin of art.. This would make the aesthetic anything that is held apart as special or sui generis. It would be the category of the uncategorisable. It would include or overlap with such instances of setting apart as the sacred, the transcendent and the otherwise unspeakable. The aesthetic would consist in just this capacity to hold life in suspension, to frame it, or hold it at a distance from itself, to create imaginary, or virtual spaces, to make worlds of the as-if. The discourse of the aesthetic would then perhaps be exculpated from the charge of simply inventing what it claimed to describe. The discourse of the aesthetic would in fact have been elevated to the source of the aesthetic itself, and would be the purest expression of the human desire that there should be such apertures of apartness in the world. Considered in this way, aesthetic discourse would become primary, and its objects or occasions merely secondary. The discourse which takes it for granted that such a thing as the aesthetic exists and is to be evidenced by particular works, actions, feelings or qualities, is itself an aesthetic act of fiat: let there be art’s power to say ‘let there be.’

Such an account can of course be taken in a positive or negative sense – as either deludedly solipsistic, or as a kind of sanative wishful thinking. The problem with either way of making the claim for art and aesthetic discourse as the special power of declaring and making special, is that there are plenty of other ways of enacting or encountering apartness or uniqueness, the counterfactual fold in the givenness of things – we do this not just when we write a story or go to the cinema, but also through trauma, illness or narcosis, when we fall in love, or go mad, or on holiday, or to sleep, when we masturbate, graduate, or give birth. The capacity and desire to hold existence self-consciously apart from itself is a common and pervasive feature of individual and social life. But it is not possible either to singularise or to generalise the processes whereby we create such forms of apartness. We may want to regularise such processes. Dessanayake thinks that art comes precisely out the various specialised processes developed by human groups to perform this function of making special on a regular or routine basis – ritual, for example. But she mistakes a specialised function for a special function. There is no special way of setting things apart from themselves that can itself be set apart as a special sort of impulse, organ or behaviour, nor is there any golden thread running unbroken through all the different ways we have had and currently have for creating specialness or apartness. The kinds of apartness we are able to create are different kinds of apartness (not absolutely different, otherwise they wouldn’t be comparable enough to be recognised as different in the first place), that stand apart in different ways, at greater or smaller distance, from different kinds of background, more or less sustainedly, and achieved through many different actions and circumstances, including through some of the things that get called art, culture or the aesthetic, but not necessarily involving them at all. Manufacturing out-of-the-ordinary things is one of the things we ordinarily do. Once again, as in the claims for the absolute uselessness of the aesthetic, or the claims that the aesthetic remits the mesmerising hold of our egoity, that which has been seen as a power that is specially active in the creation or response to works of art or artistic of cultural activity proves to be so pervasive as to provide no ground of definition for the aesthetic.

Anything can be aesthetic

Now, I don’t have any logical way of proving this next point, and in a way it is important for my argument that there is in fact no purely logical or non-empirical way of proving it: but in lieu of proof I am going to promise you that the more candidates I brought forward for the essential nature of the aesthetic (some more will in fact appear a little later), whether applied to feelings, qualities, objects or actions, the more irresistibly you would feel the tug of the conclusion that there are no essential and invariant features of the aesthetic, and no features that could lead us necessarily to include any phenomenon under the heading of the aesthetic. All the features ascribed to feelings, qualities, objects and actions that are said to be aesthetic are to be found without effort and in abundance in feelings, qualities, objects and actions that are assumed not to be aesthetic. Less damagingly, perhaps, but still tellingly, all experiences of art or aesthetic experiences crawl with discreditably unaesthetic features. Aesthetics has made it its business to try to squeeze these elements out of the aesthetic experience, suggesting that the longing to possess Monet’s Water-Lilies could have nothing essential to do with one’s pleasure in looking at them, but the more honestly and unflinchingly (which is to say non-aesthetically) one looks at so-called aesthetic experiences, the more vigorously they have to be policed, in order to detect vulgarly utilitarian considerations and escort them from the premises before they can do any damage.

Pragmatist Aesthetics?

I should perhaps protect myself from one misconstrual of my argument. I am not arguing for the wide diffusion of the aesthetic instinct or aesthetic responses. My scepticism about claims for a specifically aesthetic response is based on the fact that I do indeed believe that many of the same kinds of response as are employed when contemplating or consuming works of art are manifested in other kinds of activity. A viewer in a gallery becomes absorbed in the play of light and form of a painting; a child becomes fascinated by the patterns made in a pile of mud, a crossword enthusiast is swallowed up in his problem, I become absorbed in the repetitions of this sentence. I might be more absorbed in the work of art than the child with its mudpie, but I might not, and it is certain that nothing, not the form of the work of art, not its hushed environment, not any form of institutional or conventional pressure can guarantee that my absorption before the work of art will be more encompassing or of a fundamentally different kind than my absorption in other kinds of activity. Becoming absorbed is an ordinary feature of human life; and there is no single, all-purpose calculus that will enable us to take the measure of the completeness or value of different forms of absorption. They will be valuable in different ways according to changing contexts.

In fact, aesthetic theorists have been quick to acknowledge that the experiences they regard as essentially aesthetic are to be found in everyday life. But I find that they typically do so in order to sustain a fundamental distinction between minor and major, nascent and mature kinds of aesthetic experience. You can find bits of the aesthetic experience in the child’s relation to its blanket or its cotton-reel, in the attentiveness of someone listening to a joke, or in the mathematician’s delight in fractal recurrence, but for aestheticians, these are as it were fragments of the True Cross, scattered and fugitive hints of the true and complete experience of the aesthetic that is to be had only with the best works of art, in which aesthetic experience is to be found absolutely and unmixed (the absence of mixing is part of the post-Kantian definition of the aesthetic). But when we find someone feeling or behaving like they feel and behave in the presence of works of art, it is not because something of the aesthetic has strayed across from its proper context, or because our essential craving for an aesthetic relation to things is finding infant expression. It is because, given that there are no essential constraints at all on the ways in which we behave or respond with works of art (there are always, of course, constraints, just as there are always interests at work in our response to art, but these constraints are contingent, and not essential: I am writing an essay on this painter, I want to show off in front of my mother, I want to behave properly in the theatre, I want to behave improperly in the theatre, I am in love, my feet hurt, I am a bit drunk), we are likely to respond to works of art in the full range of ways (including therefore all the imaginable ways of being contingently constrained) in which we respond to things both that are like works of art and that are not very much like them in the real world. You can find aesthetic experience everywhere, not because of the leaking of some portion of aesthetic quiddity into non-aesthetic contexts, but because the things that are routinely picked out as constituting aesthetic experience neither originate nor essentially inhere in the experience of works of art at all.

It follows from this, as well, or perhaps it just accords with it, that, just as the aesthetic-type experiences we have in ordinary life are not necessarily weaker or more diffuse than those we have in more credible aesthetic contexts, so aesthetic responses are not necessarily heightened or more complete forms of everyday experiences. This is the prejudice which spoils John Dewey’s otherwise generous and (to me) comfortable view, in his Art As Experience of 1934, of the continuity of aesthetic and ordinary kinds of experience and his edifying irritation with the spiritualisation of art. He begins well:

In order to understand the aesthetic in its ultimate and approved forms, one must begin with it in the raw; in the events and scenes that hold the attentive eye and ear of man, arousing his interest and affording him enjoyment as he looks and listens: the sights that hold the crowd – the fire engine rushing by; the machines excavating enormous holes in the earth; the human fly climbing the steeple-side; the men perched high in air on girders, throwing and catching red-hot bolts. The sources of art in human experience will be learned by him who sees how the tense grace of the ball-player infects the onlooking crowd; who notes the delight of the housewife in tending her plants, and the intent interest of her good man in tending the patch of green in front of the house; the zest of the spectator in poking the wood burning on the hearth and in watching the darting flames and crumbling coals.

But, even if one leaves aside the hilarious sentimentalising of these examples, there is something ominous in that opening phrase about the aesthetic ‘in the raw’. We seem already to be in the world of Yeats’s pseudo-recantation of the aesthetic, when he speaks of having to ‘lie down where all the ladders start/In the foul rag and bone shop of the heart’. Dewey ends up depressingly with the following questions:

How is it that the everyday making of things grows into that form of making which is genuinely artistic? How is it that our everyday enjoyment of scenes and satisfactions develops into the particular satisfaction that attends the experience which is emphatically aesthetic? These are the questions theory must answer.

Though Dewey makes an heroic and honourable attempt to connect so-called aesthetic values and responses to the values and responses of ordinary, embodied existence. The problem with Dewey’s account is that he remains so besotted with the idea that art is a special kind of experience, heightened, intensified and somehow more inclusive and complete.

So, although what I am proposing could be described as something like a radical pragmatics of the aesthetic. more might have been expected in the way of intellectual precedents and resources from the tradition of American pragmatics and from contemporary attempts to revive it like that of Richard Shusterman in his Pragmatist Aesthetics of 1992.

Surely, I have asked myself, all of this must have occurred to somebody before now? Of course it has, though not usually to aestheticians, whose professional purpose is after all to find reputable ways of keeping such suspicions at bay. One of the most disappointing experiences I had in preparing this paper was in going to read Morris Weitz’s notorious paper of 1955, ‘The Role of Theory in Aesthetics’. Here, I had been informed, was the most thoroughgoing dismissal of the idea that it was possible to provide any definition of art or the aesthetic. It is true that Weitz does bring forward some burly arguments of this kind for the first part of his essay. But then he goes and spoils it all when he provides us with his reason why the categories of art and the aesthetic can never be defined. For Weitz finds the cause of the indefinability of art in art itself. Art is indefinable, he says, not because the aesthetic does not exist; it is because it is of the essence of art to be uncontainable by definitions. Weitz concludes therefore, that the aesthetic is not a non-category, but an open category. It was on the rebound from Weitz’s essay that I decided on my policy of zero tolerance for talk of the aesthetic.

Institutional theories of the aesthetic

It has occurred to some that it would make more sense to think of the aesthetic as a category more like that of ‘weeds’ than of water-lilies: a psycho-social rather than a natural category (my example is borrowed from John Ellis). Weeds are plants we don’t like in the places where we particularly would prefer them not to be. It has been suggested that the aesthetic, or versions of it, such as the category of ‘literature’, consists of works and feelings and qualities that we do like – that we do invest with a certain kind of value, in certain kinds of preferred context. If literature is just what gets taught, in Barthes’s handy pocket definition, then the aesthetic could anything that got discussed under the rubric of the aesthetic. The category of the aesthetic is what Searle calls an intentional category, one in which our judgement as to the nature or value of the things subsumed in the category is a defining component of it. The aesthetic would thus resemble the category of ‘nice weather’. This sounds more alarmingly solipsistic than it turns out to be. Though in principle according to my definition, absolutely anything could get counted as the aesthetic, in practice not everything does. So this does not mean in itself that the category of the aesthetic is an empty category, for there are indisputably plenty of things to occupy it: indeed, it is of its essence that there should be things to occupy it and thus prove its naturalness and necessity. Just as there are indisputably such things as dandelions and clover, rain and snow, there are also such things as operas and action paintings, and it is, one must concede, handy to have words available to refer to these indisputably existing things, rather than having to gesture at them in mute outrage or rapture. But this line of thought does suggest that whenever we cogitate upon the nature and the possibilities of the aesthetic, or of aesthetic discourse, there might be advantage in acknowledging that we are in part discussing the nature and effects of our own acts of description and ascription.

This outlook on things has produced in analytic philosophers of the aesthetic what has been called the institutional definition, as it is identified in the work particularly of Arthur Danto and George Dickie. In 1964, Arthur Danto declared that ‘To see something as art requires something the eye cannot descry – an atmosphere of artistic theory, a knowledge of art history: an artworld.’ (ref) Ten years later, in his book Art and the Aesthetic, George Dickie framed a tighter, and somewhat chillier version of this definition:

A work of art in the classificatory sense is (1) an artifact (2) a set of the aspects of which has had conferred upon it the status of candidate for appreciation by some person or persons acting on behalf of a certain social institution (the artworld). (ref)

One of the objections to the institutional definition of art is that it assumes that the artworld really is an institution like other forms of social institution, capable of producing and policing forms of thought. However, it is quite easy to rescue the institutional hypothesis if one substitutes the idea of an ideologically-formed and sustained aesthetic disposition for the influence of a specific institution. The importance of a more diffuse kind of aesthetic disposition has become particularly apparent in the era of art’s immaterialisation and has probably moved into the space previously occupied by what people used to call ‘aesthetic emotion’. It used to be that a work of art would have to conform to certain generic or conventional expectations (rhyme in poetry, resemblance in painting, melody in music). Modernism dissolved these expectations, substituting the requirement of negation and innovation, but stabilising the work of art around its material ground or embodiment; one could be sure that a painting was, at least, unassailably and invariably the result of pigment applied to a flat surface, just as writing would be inescapably an act of inscribing words, and making music would be a matter of combining sounds. Inevitably, the material instance of the work has itself been subject to erosion, in various forms of intensification of the modernist logic of privation; in the art of the happening or event, or the unrealised concept, or the virtual art of the network, there is no single or permanent inscription or instance of the work. If there is immaterialisation through temporal evaporation – the event is always on the point of passing away from existence – there is another kind of immaterialisation through enlargement; in a hypertext, there is no text that all readers can have and hold in common, because there are too many texts; in an open or unconcludable work – Brian Eno’s automatic composition that would take a hundred years to unfold, there is no apprehension of the whole of the work that could be complete. In neither case is there a possibility of a space of encounter between the work and its reader or viewer or audience.

For Jean-François Lyotard, this immaterialisation is to be accounted for in terms of the aesthetics of the sublime, an aesthetics organised not around the contemplation of anything that could be unambiguously given to experience and judgement, but around the call of a certain question, the question of the what is happening? It is clear that for Lyotard, the aesthetics of the sublime has become aesthetics as such, in the form of an outlook, disposition or mode of attention. Not only is there no necessary kind of object available for this mode of attention to be attentive to, the very question of the availability or not of an object is what forms an aesthetic mode of attention, which is actually supposed to work against the tendency of the artworld’s institutions to instance and institute. This anti-institutional definition of the aesthetic, which piggy-backs on the purely classificatory part of the definition of the aesthetic to produce an evaluative account (Lyotard is fond of telling us that there is no way of passing from description to evaluation without violence or arbitrariness, but he is adept at making the passage himself.) Art and the aesthetic is to be found wherever art is under threat or in question. Whenever you catch yourself asking ‘is this art at all?’, you can be sure that it is. For such a definition, the gap between the aesthetic and the artistic is a positive advantage.

A similarly subtle move is apparent in the account of literariness supplied by Jacques Derrida. The literary is that which poses or causes to be posed the question ‘Is this literature?’.

The exclusionary hypothesis

Lyotard’s aesthetics of the sublime and Derrida’s aesthetics of indeterminacy are closely related to what might be called the exclusionary hypothesis. According to this hypothesis, art and the aesthetic have no substantial existence in and of themselves, but are given such existence, precisely by being systematically undervalued or overlooked. It can be readily agreed that the activities we classify as art have tended in some quarters to be regarded as less and less important and prestigious. This argument needs to be treated with some scepticism, of course. The very period in which art has been disadvantaged – in which artists have struggled to retain their pride and self-esteem in a world taking less and less notice of them unless they can pay their way or produce saleable goods for the market, has seen the growth of aesthetics, the most extraordinarily improbably theories of anything that human beings have ever come up with. In so far as aesthetics has exerted a considerable force in the material world, aesthetics provides ample compensation for the disadvantage suffered by art. But, this is to the side of what I would want to be my main argument, which is that, even if it could satisfactorily be shown that art and the very idea of aesthetic work and feeling had indeed been subject to inattention or vicious persecution, it would not be for reasons that required the attentions of a qualified aesthetician. The fallacy here is the suggestion that art is systematically ignored because of its secret essence, rather than for a host of more various and contingent and various reasons, which may well vary from context to context and from instance to instance. A multinational company may exert pressure on a regime to make hard for a writer who protests against their exploitative presence in her country. Another culture might systematically discriminate against certain forms of artistic activity because it favours efficiency and sees artistic activity as self-indulgent and wasteful. Those concerned to preserve the possibilities of art in inhospitable circumstances would do much better to figure out why art seems undesirable and insignificant in those particular circumstances than to assume a) that the most salient thing about art is its essentially aesthetic nature; so that b) it must be the specifically aesthetic things about art that get up the noses of the authorities, or make art seem redundant or irrelevant; such that c) the essentially aesthetic features of art – which are an irritation or an irrelevance – can be turned against the very forces that exclude art and on the same grounds. It’s difficult to know where to begin unpicking this farrago. One might object to it simply in terms of the feebleness of its announced strategy. If it is indeed true that art is excluded by capital because it is irrelevant or non-instrumental, it is going to do no good at all the rub the noses of our newly-globalised Josiah Bounderbys in the non-instrumentality of art. It’s only because art and the aesthetic are acknowledged or suspected of having a kind of higher instrumentality already that their non-instrumentality can be so triumphantly flourished.

Functionalist theories of the aesthetic

In Dickie’s hands, the institutional definition of art is merely classificatory and not evaluative. It just aims to specify the necessary and sufficient conditions for something to count as art. If I say that this definition tells us little about what art does for you, or is good for, this is no failing on Dickie’s part or cause for triumph on mine, because he doesn’t set out to do this. Nevertheless, others have wanted to press this further to investigate the ways in which the institutional definitions of art in fact do significantly relate to what art is able to do, and what it is good for.

It would be perfectly possible to accept the factitiousness of the category of the aesthetic, to enjoy the collapse of all its grounds and guarantees, and yet to insist that the aesthetic has a call upon our serious attention, simply by virtue of the fact that it has had a determinate history and that that history continues to exert a powerful pull in the present. We need not be a Harold Bloom to argue that Shakespeare has a special status in cultural history, just as he does in traditional literary study (though it is a different special place of course). He has this place because historians cannot simply pick and choose: they must weigh the is it happening against the it has happened. Shakespeare, like Plato, Homer and Mary Wollstonecraft, just happen, ineluctably, to have happened. The cultural history of Britain is not intelligible without some account of the place in it of Shakespeare and of the aesthetic values that his work and reputation have been made to subserve.

Such a view of the aesthetic is often thought not properly to belong to aesthetic discourse itself. Functionalist accounts of the aesthetic have enjoyed a degree of respect over the last couple of decades. According to functionalist accounts, the point of the aesthetic as a category, and the activity of categorisation that it enables, will lie in the other things that the categorisation causes to happen or happen through it. On this kind of account, the aesthetic is there to pacify, distract or stupefy; for Adorno (sometimes), it functions a little like religion, to suggest that there could be another world, a World of the Blessed in which essence and accident, totality and particular would no longer be at each other’s throats. Or the aesthetic is there as a displacement of other concerns, a kind of doodle-pad or dreamwork in which social issues and anxieties which for often obscure reasons cannot be addressed directly, can be worked through and resolved (or, more often, left hanging exquisitely in the air).

Pierre Bourdieu has offered the most austerely economistic view of the functions of the aesthetic. For Bourdieu, the aesthetic is a kind of sorting mechanism, supplying an apparently neutral grid on to which distinctions of class power and privilege may be mapped. ‘[A]rt and cultural consumption are predisposed , consciously and deliberately or not, to fulfil a social function of legitimating social differences’, he writes. Bourdieu’s paradoxical reading of the aesthetic which suggests that it is the very functionlessness of the aesthetic as a category which is the key to its function as a mechanism of cultural differentiation and exclusion.

As John Frow has pointed out, Bourdieu’s account, though certainly the best and most meticulously substantiated of arguments that we have for the social function of the aesthetic, is deeply flawed by its monolithic understanding of the nature of the aesthetic. Frow argues that Bourdieu first acknowledges the dominance of the idea of an aesthetic disposition based upon a Kantian aesthetics of disinterest and distance. He then equates this model of the aesthetic disposition with a certain class experience, since the aesthetic disposition ‘presupposes the distance from the world…which is the basis of the bourgeois experience of the world’. (ref) This allows him to read the struggles over classification with respect to works of art and cultural forms as a direct index to class structure. As Frow observes, the problem with this argument is that it essentialises both aesthetic and class identity (it is plain that Bourdieu thinks the realist aesthetic characteristic of working-class response to art is truer than the formalist aesthetic of the bourgeois). Frow finds two forms of essentialism in Bourdieu’s argument. Firstly, Bourdieu assumes that distinct sociological groups have singular forms of ‘class experience’. Secondly, he assumes that there is a single form of aesthetic predisposition operating within a particular class experience. Frow does not say this, but one might want to argue that the problem comes not just from the stratifying habit of mind characteristic of certain kinds of sociometric analysis, but also from a tendency to accept too readily the dominance of a particular, undoubtedly influential model of the aesthetic, and indeed to assume too readily the existence of a self-consistent realm of the aesthetic as such.

A somewhat different kind of reifying is to be found in Terry Eagleton’s The Ideology of the Aesthetic, a book which offers one of the most thorough and compelling functionalist accounts of the historical workings of the idea of the aesthetic. The very power and coherence of this book is a reason to be suspicious about it. For, like Bourdieu and others, Eagleton falls into the trap of making the aesthetic seem too substantial and continuous. Unlike Bourdieu, however, he explicitly attempts to go beyond the functionalist account of the aesthetic, but reveals in his remarks about Paul de Man’s too absolute dismissal of all aspects of the aesthetic, his own covert aestheticism:

De Man’s later writing represents a bracing, deeply intricate demystification of the idea of the aesthetic…In what one might see as an excessive reaction to his own earlier involvements with organicist ideologies of an extreme right-wing kind, de Man is led to suppress the potentially positive dimensions of the aesthetic in a way which perpetuates, if now in a wholly new style, his earlier hostility to an emancipatory politics. Few critics have been more bleakly unenthused by bodiliness – by the whole prospect of a creative development of the sensuous, creaturely aspects of human existence, by pleasure, Nature and self-delighting powers, all of which now figure as insidious aesthetic seductions to be manfully resisted. (ref)

What Eagleton presents as a more flexibly dialectical response to the aesthetic, which can take its good with its bad, turns out to have a much softer inside, in this assumption that the aesthetic maintains a precious link with the Lebenswelt, an assumption that stands out stickily and unaccountably against his own functionalist demonstrations of the way in which ideas about the aesthetic have been used to constitute this imaginary sphere.

A rather commoner, broader and less easily demonstrable position than Bourdieu’s is the view of art and the accompanying discourses of the aesthetic as mystification or distraction. On this view, art is a fascinating compensation for the miseries and injustices of existence and as such is to be suspected and eschewed. Like religion, art allows obscenely for the possibility of pleasure in the midst of suffering. The Adorno version of this argument routes it through the experience of the Holocaust. We have heard the question framed many times: how is it possible for the camp commandant to have spent his days overseeing the gassing and incineration of Jews and to have spent evenings listening to Beethoven? A situation such as this one is taken, quite rightly, as strong evidence against the doctrine of art’s benevolent or humanising influence. But it does not provide very strong evidence for another kind of claim, which it often seems nevertheless to stimulate. For the situation is often read from the other end. It is not just that art is insufficiently humanising or moralising, it is that by failing to be humanising or moralising, art, or our habits of experiencing art in certain ways, is actually to blame for the wickedness or injustice that it does nothing to prevent. This is a denunciation of art and the aesthetic driven by disappointment; the failure of art to live up to our own (imprudent and improbable) expectations legitimates the angry analysis of art’s responsibility for everything against which it fails to offer remedy or protection. ‘Poetry makes nothing happen’, Auden was writing at the outbreak of the War: by the end of the War it seemed as though it was the very failure of poetry to make things happen that had made the worst of all things happen.

The mystery is why anyone should have expected art to have the civilising or moralising effect that is claimed for it and why it should have taken an Auschwitz to awaken us to the unlikelihood of art’s necessarily moral or civilising influence. It’s not, of course, that art could never have good effects: it’s just that, like everything else, it all depends. Just as the claim that art must necessarily have good effects can never be sustained, so, and actually for the same reasons, it is certain that, under certain circumstances, that are easy to imagine if hard to guarantee, art will have desirable influences: it will be able to inform, enlarge, and even ennoble. The reason why art must sometimes be expected to be able to do these things is that there are no satisfactory ways of cordoning art off from a world in which many objects, events and experiences can and do have these effects. Because art and the aesthetic do not exist, it is absurd to blame art and the aesthetic for failing to avert wickedness; because art and the aesthetic do not exist, it is also impossible to protect against the infiltration of the sphere of things we call artistic works or aesthetic experiences by objects and experiences that do or may have morally desirable effects. My point is that we should not expect very much in the way of moral outcomes from discussions of art or the aesthetic qua art or the aesthetic.

The problem with these functionalist accounts of art is that they attempt to derive evaluative arguments from classificatory procedures. They not only describe the conditions under which works of art get institutionally and ideologically defined, they also determine the particular kinds of social and ideological work done by the institutional/ideological idea of the work of art. Here, they fall short, at least of what I would like, because, just like the worst kind of aesthetician (and in my book all aestheticians are the worst kind of aesthetician), they reify the aesthetic. There are important differences between Paul de Man, Pierre Bourdieu and Terry Eagleton on the one hand and Monroe Beardsley and Iris Murdoch on the other. Aestheticist aestheticians like Beardsley and Murdoch believe that there is such a thing as aesthetic experience just because there is, while de Man, Bourdieu and Eagleton believe that there is such a thing as aesthetic experience because aesthetic experience is formed and wholly sustained by its institutional and ideological conditions. Because they borrow so much from the tradition they claim to oppose, because they are too ready to see institutional and ideological pressures having made aesthetic discourse into an autonomous ‘form of life’ (as Richard Wollheim has put it, borrowing Wittgenstein’s term (ref)), functionalist arguments take the aesthetic far too much at its own account, typically overestimating the power and coherence of aestheticist thought in ways that are oddly similar to the over-estimation of the aesthetic as a category by aestheticians. In reducing the uses of the aesthetic to this or that function (mystification, legitimation, the maintaining of differences), functionalist accounts fail to get near to the sheer incoherence and unevenness of everyday experiences of the so-called aesthetic. They fail to attend to the failures of the aesthetic to make things cohere, the blatant failure of the aesthetic to work as a model and ideal of ultimate coherent experience. Functionalist accounts are as fixated upon the category of the aesthetic as the essentialist definitions they aim to displace.

The fallacy of counter-aesthetics

The argument that the aesthetic is always, despite appearances, political, leads, not only to particular kinds of historical and political analysis of the ways in which the aesthetic works, but also to recommendations about what alternative work might instead be done with the aesthetic. Indeed, for many, it seems self-evident that the point of functionalist analysis is to change the functions of the aesthetic, or at least make it possible for them to be changed. Unless we recognise what is done to and in the name of the aesthetic, the story goes, we will never be in a position to do anything else with it. Of course, one of the options open to us here is to do nothing further with the aesthetic, in fact to cease to have anything more to do with it. There was a time when I would have regarded this as a risible dream, assuming that there is a mysteriously ineradicable pull towards aesthetic modes of thinking (towards metaphor, narrative, the body, and so forth, which would have tended to count for me at that time as ‘the aesthetic’) that we could never hope to escape from entirely. According to this view, the aesthetic can never be entirely beaten back, because, like Japanese knotweed or Hodgkin’s Lymphoma, you never know where and in what form it is going to pop up. Nowadays, I think that the idea of encouraging a much more complete discrediting of aesthetic discourse and an attempt to do without it much more completely (though not so much by riskily austere pledges of abstinence as by turning to a whole lot of different tasks and pleasures) has more distinct attractions for me, though it is not quite my purpose at this point in my argument. Rather, I want to try to characterise what is going on when writers and thinkers and artists begin to conceive and recommend different, which is almost always to say, more desirable, more productive, less mystifying or paralysing ways of thinking about aesthetic experiences, qualities, or objects.

Typically, we are attracted by the metaphor of recoding (the metaphor is used in the title of an influential book by Hal Foster. (ref) Let us take one area of contemporary aesthetic fascination: the body. In one common form, the theory goes like this. The body, and especially the female body, has become the source of fascinated disgust and abjection; it is the opposite of the aesthetic. Women and men who affirm, by contrast, the positive power of the abjected body, aim to turn this negativity into positivity; aim to take the boundaryless, spontaneously combustible, grotesque body of neurotic bourgeois fantasy and affirm it, not as aberrant, but as central, therefore making it a value rather than a horror. To those who condone or countenance counter-discursive strategies in this way, it feels as though it were possible to identify in the body a faultline or Achilles’ heel in an otherwise impregnable system. If only one could disconnect ‘the body’ from previous definitions, redefine it, and then insert it back into the larger economy of representations, then that economy itself would be bound to have been changed in some fundamental and desirable way. Patriarchy has depended in the past upon the disavowal of the female body. Make the female body something to be affirmed, and patriarchy would find that its steering wheel, or at least its gearstick had come away in its hand.

The thinking here is often represented as smartly strategic, but I think it’s really just mechanist, by which I mean, of course, magical. The theory seems to be that it is possible to think of systems of meaning as assemblages of entirely separable components, each of which is capable of being re-engineered in crucial ways and then of having crucial effects on the larger mechanism. The point is that it is not possible simply to extract and recode elements of a social machine and expect the machine itself to remain unaffected by the process. If one succeeds in taking a particular component out – let us call it the body – the whole of which it is a component will already have been changed in such a way that one could not expect to be able to predict how it will function when the component is reintroduced. If I take the loudspeaker out of my hi-fi and use the electrical impulses supplied from the amplifier to sequence the traffic lights in the Holloway Road, I will not have made any significant alterations to the performance of my radio: in fact, I will have made a new sort of machine altogether.

Thus, if I see the value of a certain kind of aesthetic thinking about the body – a Nietzschean-Bakhtinian tradition which values the ecstatic features of bodily experience over the idealised aesthetics of a previous tradition – as lying in the threat it was perceived as having for a certain system of values, it is bad strategy – mechanical or magical thinking – to imagine that, once projected into a positive form, it will actually still pose the threat that it was believed to pose. By the time a Nietzschean-Bakhtinian strain of thought about the body has become plausible, the system of relations will already have changed. A rather similar argument might be applied in the case of what Celia Lury has called the ‘cultural essentialism’ of certain strains of feminism. Feminism has undoubtedly been successful to the degree that it has centred on the politics of culture. Culture became a political issue for feminism when it was recognised that the sphere of ‘culture’ – in the broadest, anthropological sense, I mean – was where women lived – rather than the world of work, science or war. Culture had to be taken seriously, because women were relegated to the ghetto of culture. However, as long as culture retained its minority, it was never going to do any good to use culture itself – cultural forms, cultural study, écriture féminine – as a lever, when what mattered was unequal pay and systematic violence against women. Of course, it turned out to be eminently possible for culture to be used for political leverage; and it became possible at the very moment that the analysis which suggested that it was necessary (because culture was demeaningly identified with the female, and the female with culture) no longer applied in the same way. The moment it would have occurred to anyone that it might be possible to use culture as a political way out of the ghetto of culture, the ghetto would already have started to transform itself into a fairy palace of opulence and opportunity.

The point here is that what has been called ‘the aesthetic’ has often been believed to function in just this way; as a central organising principle of a system that, once extracted and re-engineered, could be used to disorganise it. But the aesthetic is not available to be extracted, patched up in various kinds of ways and put back in to do a different kind of work. This is not because the aesthetic has a protean and unpredictable essence, it is because it doesn’t exist at all in any one area, like a pancreas or a gearstick, except in the moments at which it flares into visibility and plausibility under the scrutiny of aesthetic theorists.

Implications?

What are the implications of the expansion and explosion of the category of the aesthetic as we have seen it over the course of this century?

Undoubtedly, there are implications. but the question of what they are cannot be answered by an aesthetic enquiry, or one that assumes the determining, or even the historically determined nature of the aesthetic. One might have to ask questions framed not within the terms of the aesthetic at all. The historical investigation of the meanings and functions of the aesthetic should not be expected to yield too much in the way of positive predictions about how things are likely to go in a world in which the term comes to lose much of its plausibility and adhesive power. Indeed, it would be surprising and perhaps even illogical for an argument that suggested that there was no necessary form which the aesthetic must take, and no necessary function that aesthetic discourse must fulfil, to suppose that there are any consequences that must of necessity flow from the wide acceptance of this perspective. We might continue to think of the aesthetic as a privileged category, having found different ways to constitute its privilege or special claims, or the privilege of a different class of objects, actions, qualities and experiences, in the teeth even of arguments as irresistible as the ones you’ve been reading here. Or the category of the aesthetic might fade away, the field of human understanding and interpretation slowly being refigured in completely different ways. But whether or not it did would not depend on the nature of arguments mounted from within the aesthetic as such, or within the institutions that sediment its claims. What we do about the aesthetic will turn out to be just as contingent as what we have hitherto done with it

It is tempting to hope that because a climate of experiment with and even hostility towards the category of art has prevailed in the art of our time, that an abandonment of the discourse of aesthetics in the manner I am recommending will attune us more closely to that art, making us better able to appreciate its challenges and renewals. In an age of anti-aesthetics, we need an anti-aesthetics ourselves, that kind of thing. Tempting though this idea is, it is a fondly delusive hope. First of all, one would might simply observe that being able to understand a work of art is by no means dependent upon being in the same ideological boat as it. Secondly, and more important really, we will only be in a better position with regard to contemporary art after talk of the aesthetic starts to seem bizarre and outlandish in the same way as we will be in a better position with respect to all art of all periods – because we will be released from the difficult task of editing out all the things that works of art are and do that are so like what things other than art are and do. We may then be better able to see the manifold resemblances and overlaps between so-called aesthetic feelings, qualities, objects and actions and allegedly non-aesthetic versions of same. To imagine that the dismantling of the concept of the aesthetic might give us a special insight into the nature of certain anti-aesthetic works would be to assume still that the best place to start thinking about contemporary works is the question of the aesthetic. As we have seen, there are plenty of ways in which to maintain the privative nature of the aesthetic by embracing negation, by according a special privilege to the action of self-questioning that goes on in artistic works. But, as the old joke has it, if you want to get over there, I wouldn’t start from here.

The tenuousness and tendentiousness of all definitions of the aesthetic is a permanent condition, not a newly-emergent feature of the aesthetic itself. We have certainly become much more aware of the fragility of these definitions and the implausibility of talk of the aesthetic, and some of this uncertainty is no doubt due to certain kinds of debate that have gingerly been broached among philosophers of the aesthetic, as well as within the arts. But this new climate of doubt will probably only make us better at talking about the things previously and precipitately assigned to the category of the aesthetic if we become better at doing without the category of the aesthetic. As long as we carry on trying to talk aesthetically about the impossibility of the aesthetic, we will riding the same rails and alighting at the same stations. What I am recommending is that not repressing our healthy instincts to snort and jeer when we overhear people, or ourselves, using expressions like ‘the aesthetic’ will help us to become better at paying attention to the many different ways in which we pay attention to, respond to, and attempt to remake our worlds. Spending less time on the aesthetic, or what we take to be specifically aesthetic questions, might make us better at recognising and describing the mixed, imperfect and impertinent nature of all the kinds of things that we misrecognise as the operations and appearances of the aesthetic; ways of gaining pleasure, ways of complicating and clarifying feelings, forms of communication, ways of educating ourselves and each other. We will get better at swerving round the conceptual gridlocks produced by high-octane aesthetic discourse (my metaphor is taken from bicycling), and we will be less likely to be satisfied with the smeared and bleared accounts of these processes that are encouraged by a world in which the idea of the aesthetic has so much continuing authority.

The unavoidability of overestimation

One of the alternately exhilarating and lowering things about writing this paper has been how much like shooting fish in a barrel it is to argue against the category of the aesthetic. Almost any book or article you pick up by anyone who permits themselves the use of the word ‘aesthetic’ in their title is going to come up sooner or later with a more or less delirious definition of ‘the aesthetic’, suggesting that the writer has either never attentively had any experience even approximating to the kinds of experience said to be aesthetic, or has never had any other kind of experience whatsoever. I would be tempted to suspect that the use of the word ‘aesthetic’ is a mere harmless academic quirk, were it not for this stubborn compulsion to obtuseness that seems to affect everybody who consents to use the term. I concluded that there must be lots of people who found talk about the ‘aesthetic’ unconvincing and silly; it’s just that they never write about the topic of aesthetics. The only people who write about aesthetics are people who think there is something there to write about, and who should therefore be disqualified by their very credulity from doing so. It is this that convinces me, somewhat against my better, milder judgement, to argue for urgent purgative measures with respect to this way of talking. Aesthetics anyone? Just say no.

However, it is not possible for me to mount the kind of argument I have here without running the risk of falling into precisely the same kind of hypostasising and reifying as those I claim I am denouncing. Indeed, I toyed for a while with the idea of offering my own definition of art and the aesthetic, as the very impulse to overestimation itself, but then gave it up, when I realised that it was simply a version of the ‘art is special’ hypothesis (the impulse to make things special finding its most emphatic form in the desire to make art itself, the mechanism for making things special, the most special thing of all). What if the investigation of the aesthetic were actually a much more various, and a much more particularised pursuit than I have been suggesting? What if ‘the aesthetic’ were the name of a much more complex and uneven set of arguments, that might be perfectly capable of generating from within its own history and repertoire of problems sufficiently sceptical and corrosive arguments of its own? What if ‘the aesthetic’ had no necessary relationship to questions of art at all? What if I have been massively overestimating the influence of the abstruse and specialised arguments that so harmlessly and nonculpably occupy aestheticians? What if trying simply to turn the page on the metaphysical thinking associated with aesthetics were itself a metaphysical gesture, doomed to perpetuate the style of thinking it wished to have done with? What if I were to be taken at my own word, and were told that, indeed, ‘the aesthetic’ as such did not exist, even and especially in the way in which I have had to magic it into existence in order to denounce it with such arrogant relish?

All I can say is, that if any or all of this were really the case, why, then everything will either be immaculately irremediable, or in no need of any remedy at all.

 

Why Do Humans Value Music?

[This brief talk was delivered on March 10, 2000 at the (USA) Music Educators National Conference in Washington D.C. as part of a session coordinated by Bennett Reimer, for which Wayne Bowman, Anthony Palmer, and Thomas Regelski each wrote individual responses to the question. Reimer’s paper on the topic was part of a broader project and generated the March 10 session. It can be found in Vision 2020: The Housewright Symposium on Music Education, published in 2000 by the Music Educators National Conference, Reston, Virginia, USA.]

I intend to begin in the true spirit of the philosophical quest for truth, by questioning the question. To the philosopher, as to any researcher, questions are a very “big deal,” in no small part because the way they are framed influences significantly the way one goes about answering them and consequently the kind of answer that one offers. 1

Although probing the question makes my time constraints even more daunting and forces me to be much more tightly scripted than I prefer, I hope it will help you understand why I favor the kind of answer I do, as well as the kind of answer I prefer to avoid.

My first thoughts as I began to wrestle with this question were, “Who wants to know?” and “Why?” Or in other words, “To what use is the answer to be put?” Such a question might be asked, for instance, in hopes that its answer would substantiate the need for music education, though of course it couldn’t: that would require different questions and different arguments, since the fact that something is valued, even for good cause, doesn’t necessarily strengthen the case for its being taught. The other problem with approaching the question with advocacy in mind is that advocacy seeks primarily answers that affirm or inspire, eliminating at the outset a range of potentially-viable answers that, while true, might be less useful for advocacy’s specific and instrumental purposes. If our real concern is to answer the question as fully as possible, I think it important to avoid presuppositions that might unduly constrain our response.

What kind of presuppositions does the question make? In the first place it makes for us the assumption that humans DO value music, then asks us to explain why that’s the case. But since value comes in all kinds and degrees, it’s possible to value music and still have that value be of a lower order than other contenders–so that, for instance, although I value music, I may value other things more. So explaining why people value music doesn’t necessarily, or in and of itself, address the issue of music’s precarious status in society– if that is what is hoped for in an answer.

Another concern for me, and an even more fundamental one, is the way the question implicitly seems to set humans on one side, music on the other, and then attempts to build a bridge between these two autonomies with the idea of “value.” Admittedly, this is more implicit than explicit in the question, but it is a significant issue for me, for reasons I hope to make clearer in due course.

I have a further, “picky” concern, too; though it’s not really not so picky as it may strike you. The best way to get at it may be by asserting bluntly that no-one values music–all of it, all the time. My point is that if and when people value music, it is not “music” they value–the whole of it–but rather particular practices and particular kinds of engagement in particular circumstances. I certainly do not value all music. And what music I value varies, often widely, as a function, among other things, of the particular circumstances in which I find myself. 2

I trust you can see where I’m taking this. The question we have been asked makes assumptions that seem to push my answer in directions with which I’m not entirely comfortable, and feel the need to resist. Perhaps most notably, it seems to solicit a single, definitive, knock-them-dead answer. I am disinclined to offer one because I believe strongly that music is not that kind of thing. When we talk about music we stand on fundamentally human ground, because music is fundamentally human. With that comes all the richness and complexity of the human condition. And I believe that people value such musics as they do, when they do, for all kinds of reasons– reasons as numerous and radically diverse as there are human uses to which musical experiences and practices can be put. We cannot expect to do justice to the expansiveness of musical value in a single evocative phrase of the kind that might fit on a bumper sticker. Musics are humanly intended meanings embedded in human actions, and as such, it is entirely likely that every interest which might find expression in such actions will do so!

We need, then, to be wary of one-size-fits-all answers to this question. 3 I also think it philosophically unwise to ask that our answers be of direct or immediate use to music education, since many of the reasons for which humans value music do not require or necessarily benefit from education. Indeed, some of the reasons people value music may well involve things we would not particularly want to celebrate or encourage. It is important, then, that our answer be open-textured, capable of accommodating the multiplicity and diversity of ways music can be valued, the remarkable number of ways there are to be musical.

Now, despite what you may be thinking at this juncture, let me assure you that I am not utterly dense. Despite certain misgivings, I do think I understand the question’s general intent, and am about to hazard at least the beginnings of an answer. But first let me formulate the question in a way that avoids some of the issues and concerns to which I have alluded. Instead of asking why humans value music, let us ask:

Why do humans seem to have such an affinity for experiences and activities that are, in some way or other, musical?

Or, for short:

Why are people musical? 4

My answer begins with the observation that people have such affinities as they do because musical endeavors are elaborations of basic human tendencies, needs, and interests–things we come by naturally, and for which we are more or less hard-wired. This explanation begins not with pieces or compositions, as you can see– with what we might call musical commodities–but rather with basic human dispositions which are embedded in human action and interaction. This starting point is quite deliberate. Various tendencies and interests beget different kinds of music, and different kinds of musical engagement, whose values are functions of the way they serve these tendencies and interests. So humans are musical for a host of reasons, none of which is for all purposes better than all others–any more than any one human tendency can be definitive of the human condition.

Francis Sparshott suggests that among the human tendencies of which music is an elaboration are: knowing (an interest in exploring the limits of the given); gaming (a tendency to transform necessities into values); and patterning (a tendency to impose periodic structure on the particulars of experience). I think Sparshott is right in this, and that these are highly useful observations; but to his list I think we should probably add a human interest in communication, an interest in participation or collectivity, 5 and an interest in similarities and differences. 6 Time won’t permit me to elaborate on these points here; but note that such interests and tendencies, if indeed humanly basic, will not just manifest themselves musically. They can help us explain why we are drawn to and take satisfaction in things like music, then, but they don’t yet say anything specific to music, or tell us why our affinity for music seems so much more remarkable than nonmusical experiences informed by these same basic tendencies and interests.

So I think we need to establish in our answer a place of prominence for the distinct phenomenal qualities of sonorous experience. Here I think not just of its general emotional or ‘felt’ character, but of its intimacy and refusal to remain at a distance, of its peremptory nature, of its intrusiveness and immediacy. 7 We are hard-wired for sound, and with a directness vividly exemplified by our startle reflex and our visceral responses to noise. Musical experience, because of its sonorous roots, is a fundamentally and inextricably bodily or corporeal event. 8 It is, I have argued elsewhere, a “somatic semantic.” 9 Music has what Shepherd and Wicke call a “technology of articulation,” 10 a hard link to the body through sound which is utterly unique in human experience–or so I believe. And what this suggests for our “why?” question is that one of the most important reasons people are musical is that such experience restores unity and wholeness to body and mind, drawing upon powers that lie dormant and neglected in experience where sound figures marginally, if at all. People are musical because the unique phenomenal nature of music (because of its sonorous roots) fosters experience with a richness and complexity found almost nowhere else in the world. Being musical is a function of one’s whole being, in marked contrast to the silent spaces that frame both the disembodied abstraction of rational experience and the detached coolness of visual experience–realms in which we seem to live ever-increasing parts of our lives. Musical engagements put us in the world and in our bodies like nothing else does. 11

But people are also musical because, as I suggested earlier, they are social. Musical experience serves the communal, participatory, and communicative interests of a social human animal. This obviously goes against the grain of some ways we have been taught to think about music, wherein social interests and tendencies are to be regarded as extramusical. They are not, I submit; and drawing a solid conceptual boundary between the musical and the social (regarding the social as a kind of “contextual envelope” into which events ‘purely’ and ‘properly’ musical get inserted) does a great disservice to our understanding of the significance of musical experience. Music is inherently, not incidentally, social. It is, as Charles Keil puts it, our last “great source of participatory consciousness” 12–no mere subjective ‘response’ to a musical ‘stimulus’, and not the product of a hermetic act of cognition. Musical meanings and values are fundamentally intersubjective affairs, and musics play important roles in creating and sustaining both individual and collective identity. The experiential musical field is a performative field, in which we are the music while it lasts 13–but whose residues, I hasten to add, remain long after its sounds have subsided.

From all this I think it also follows that musical domains are fundamentally ethical spaces, 14 in that the musical field is only sustained through our complicity with the music as other, and with other people. It is a ritual enactment–or better yet, achievement–of identity. Clearly, these claims require that we dissolve the boundary between music and the people who make and use it. But I hope it’s equally clear that I think that is something we must learn to do. People are musical, at least in part, because musical experience meets their interests and needs as social beings. 15

Now, as Dewey taught us, not all experience is created equal. And what I would like to advance here is that all the foregoing–our cognitive propensities and predilections as humans, the distinctively corporeal nature of sonorous experience, the sociality of musical experience, and its role in creating and sustaining identity– intersect in experience that is musical in a very special way. They converge with an experiential immediacy, of living here-and-now, in a vivid, processually flowing present. This contrasts starkly with the calculus of technical rationality and the acts of material consumption to which contemporary life seems so determined to reduce us. Music restores our human powers of conception, perception, sensation and emotion to their original state of unity, dissolving the obnoxious dualisms in which we live our nonmusical lives. In this sense, it is, I submit, a primordial “logos.”16 But it is at the same time a ritualistic mode of engagement through which people constitute themselves, individually and intersubjectively.

In short, the most prominent features of my answer to “Why are people musical?” are music’s corporeality or embodiment, its sociality, its uniquely processual character, its vivid experiential presentness, and its deep attachments to identity. But having made these claims, it is immediately necessary to qualify them, because each is, after all, contingent: none happens automatically. Music does not exist in the world like rocks and trees do. As a human construction that remains deeply embedded in human social discourse, it does none of these things without our complicity. I’ve claimed that music’s phenomenal uniqueness is largely a function of the way we are wired for sound, for instance. But sound also manifests itself as speech and as noise–experiences markedly unlike what most of us regard as music. That sound is but music’s medium points to music’s fragility and elusiveness, reminding us how easily it can slip over into noise. And that, I suspect this is yet another reason that many people hold musical experiences of some kind or other in high esteem: for although sound claiming to be music is everywhere around us, genuinely musical experience with the qualities I have claimed here may always be in shorter supply than we would like. 17

The claims I have made about the uniqueness of sonorous experience should not be mistaken as attributing to musical experience the kind of unity I earlier wanted to resist. For sound, as music’s medium, lacks meaning in itself: its phenomenal qualities can support meanings as radically divergent as a Mozart Requiem and the industrial music of Nine Inch Nails. Likewise, there are diverse ways of engagement and multiple musical uses to which these qualities of sound can be put (some highly desirable, others highly undesirable). There are times and circumstances in which people seek out musical experience to savor simply being in musical sound and space together; but as often, what people enjoy is the way music’s phenomenal qualities permeate, qualify, or transform other undertakings. We are wrong to designate such experiences “extramusical,” for surely they aren’t to those engaged in them. And I think it is precisely music’s capacity to insinuate itself into all manner of experience that accounts for its extensive presence in human societies. Music IS THAT kind of thing.

In closing let me leave you with Francis Sparshott’s cogent insight that music is ‘talk-like’: an “improvised way of getting from place to place in a social world,” he puts it. 18 I think there is a lot of truth in this observation, and regret that time permits only a nod in its direction here today. We do exist in musical experience much as we exist in conversation. In music we are “alone together,” each participating differently in an event whose very existence rests upon our ethical commitment to the achievement of intersubjective meaning. Like conversation, music is a slippery affair, caught up in relationships and attachments and tacit assumptions that always put it at risk of misunderstanding, inauthenticity, or failure. It proceeds successfully, when it does, by virtue of a kind of flexibility, improvisational fluency, and a deep respect for the contingencies of the situation at hand. We slip in and out of it, understand and misunderstand, feel our way forward, or circle back, or pursue unanticipated but interesting tangents. Music, like conversation, is the exercise, in the moment, of a kind of practical knowledge, one that draws on everything that we are, even as it shapes who we are becoming. Why do people value it? Why do people converse?! 19 For reasons that are as numerous and radically diverse as the uses to which music can be put. But why are we musical? Because of the way sound engages the body; because we are social; because of the limitless ways these facts map onto and enrich human experience; and because musics are potent and unique vehicles for the construction of our personal and social worlds. I have no doubt that Bennett is right: mine is not the final word on these issues. But that is simply because music is not the kind of thing for which there can be a final word. 20

Endnotes

1. Wittgenstein aptly observes that a “philosopher’s treatment of a question is like the treatment of an illness” (Philosophical Investigations §255). As usual, he hits the nail squarely on the head. [return]

2. And becoming musically educated has probably made it quite difficult for me to value certain musics I otherwise might have.[return]

3. This refers both for the need to accommodate the facts of music’s profound plurality and diversity, and to the need to recognize the utter contingency of any claim we might with to make, even for a particular practice. [return]

4. Note that one of the things this does is to dissolve the implicitly dichotomous relationship between music and people, the gap supposedly in need of bridging by value. It is also interesting and important to note how these various formulations of the question relate to the question that preceded the “why do humans value music” version: “why is music essential for all humans?” What I hope can be discerned is a progression away from advocacy and toward philosophy proper; away from defending “what is” and toward describing what is and thinking about what might be. [return]

5. Or “belonging”, as Terry Gates calls it in his response to question number two of MENC’s Vision 2020 project (“Why Study Music?”, in Clifford K. Madsen, ed., Vision 2020: The Housewright Symposium in Music Education, Reston, VA: MENC, 2000).[return]

6. The reference is Sparshott’s pivotal essay on Limits and Grounds in P. Alperson’s What is Music? (New York: Haven Press, 1986). The interest in knowing manifests itself, says Sparshott in our tendency to explore the limits of (in this case) listenable sound. The gaming tendency transforms humanly emitted sound from symptoms of some condition into expressive representations, and eventually into sounds whose production has no apparent point beyond the interest they present in and of themselves. And it is patterning that transforms sounds into artifacts, and perhaps into coherent, recognizable styles. The three tendencies I have added are more prominently social than Sparshott’s. As a fundamentally social animal, the human interest in communication finds a suitable elaboration in musical experience. Similarly, musical experience consists in modes of social relation oriented to collective action: the collaborative, participative rituals that lie at music’s heart are extensions of this basic tendency to social togetherness (what Keil and Feld call “the urge to merge.”) And finally, a basic human tendency to structure their worlds in terms of similarities and differences (“saming and othering”, or the “logic of alterity” it has been called) finds in music not just relationships to things properly “intramusical” but to emotive (expression) and bodily (gesture) states. [return]

7. The very things that caused Kant to place music at the bottom of his artistic hierarchy, calling it an ‘agreeable’ rather than a ‘fine’ art. [return]

8. I venture to say that such fundamental musical qualities as movement, gesture, timbre, rhythm, and tension/release are each profoundly and inextricably bodily achievements. [return]

9. In a paper delivered to the Mayday Group in Dallas, Texas. Forthcoming in a special edition of the CRME Bulletin. [return]

10. John Shepherd and Peter Wicke. Their book is Music and Cultural Studies (my review of which appears in the most recent copy of the CRME Bulletin. [return]

11. The reader might wish to consult the chapter on phenomenology in my Philosophical Perspectives on Music. Eleanor Stubley is among those who write most movingly on this being-in-the-body idea. [return]

12. In Music Grooves (with S Feld). [return]

13. …as TS Eliot put it. Note that because of this strong link to identity, music is an important part of the machinery by which community is created and sustained, and act that is simultaneously inclusive and exclusive (a point which should be applied to the third of my suggested additions to Sparshott’s list of basic human tendencies, just before footnote 5). This means, note, that musical activity has a profoundly important ethical and political dimension. [return]

14. This idea of music as an ethical space or ethical encounter is one I take up in considerably more detail in a chapter forthcoming in the second Handbook of Research in Music Teaching and Learning. [return]

15. I hope it is clear that this is what motivated my resistance to the people-value-music formulation. [return]

16. Emphasis here is on “primordial”, in contrast, I hope, to the reason-driven logos from which the pejorative “logocentrism” derives its meaning. [return]

17. Lest these references to genuineness and sound claiming to be music be misconstrued as essentialist or elitist, some clarification may be useful. By ‘sound claiming to be music’ I mean only those sounds that, while musical for others are not, or not yet, constructed musically by me. And the word ‘genuine’ here refers not to some quality of ‘the music’, but only to my experience. My intent here is primarily to stress the fragility of musical experience with the qualities I have claimed for it here. It is decidedly not my intent to impute such experience to certain musics in virtue of supposedly intrinsic qualities, qualities in which other musics might necessarily be found deficient. [return]

18. “Aesthetics of Music–Limits and Grounds” in P. Alperson’s, What is Music?. [return]

19. I hope I make clear here that what I mean is that asking why people value music is like asking why they talk–or why they are interested in each other. Again, part of the reason I wanted to challenge the question. [return]

20. This last sentence was a hastily improvised reference to a comment made by Bennett Reimer in his introductory remarks, to the effect that since such issues have been debated since time immemorial, he was doubtful his responses or any of those presented in this forum would be the “final word” on the subject. My intended challenge is that we learn to stop thinking about music as though it were that kind of thing: as a human social construction inextricably embedded in all manner of human practices, it will continue to assume as many values as there are human uses to which it can be put. [return]